Defining the Governance Model for Third Party and Vendor Compliance Management

    Defining the Governance Model for Third Party and Vendor Compliance Management
    CLE 90 min

    Defining the Governance Model for Third Party and Vendor Compliance Management

    • The download and on-demand online course for this title will be available for ABA Value Pass subscribers.
    • CD-ROM available to order 3 weeks before the program. Online courses and downloads will be available about a week after the program.
    • Recording date: Wednesday, October 8, 2014
    • Product Code: CE1410DEFUMB
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    Regulators would like firms to be proactive rather than reactive to identified risks, including monitoring for changes that may introduce new risks or compliance gaps. Get ahead of the curve and learn the key components of third party and vendor compliance management.

    In this program, our expert panel will:

    • Discuss which regulations and rules apply
    • Review the risk assessment, testing and monitoring, and training practices
    • Explain how to successfully track complaints about third parties and vendors

    Product Details

    Moderators

    Agnes Bundy Scanlan

    Panelists

    Douglas Scandling, Ducie T Le, J Leigh Weaver, James T Shreve, Web Hull

    Sponsors

    ABACLE, Business Law Section

    Product Code

    CE1410DEFUMB

    Duration

    90

    Publication Date

    10/8/2014 12:00:00 AM

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