The Practitioner's Guide to Securities Arbitration

    By Jason Doss and Richard Frankowski

    The Practitioner's Guide to Securities Arbitration

    The Practitioner's Guide to Securities Arbitration

    By Jason Doss and Richard Frankowski

    This book helps lawyers to identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms, and on the defenses thereto.

    The Practitioner's Guide to Securities Arbitration

    By Jason Doss and Richard Frankowski

    The Practitioner's Guide to Securities Arbitration

    The Practitioner's Guide to Securities Arbitration

    By Jason Doss and Richard Frankowski

    This book helps lawyers to identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms, and on the defenses thereto.

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    Investors who have been victims of bad investment advice, or worse, financial fraud often do not understand how their money is invested, nor the risks associated with such investments. Surprisingly, only a small percentage of cases are filed against the securities industry even though investment abuses are rampant. Securities Arbitration provides a comprehensive discussion of practices and procedures with a particular emphasis on techniques to identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms, and on the defenses thereto. Learn to articulate and accurately state how your client has been damaged as well as how to correctly measure damages as they apply to the situation. Gain a valuable edge by mastering tactics used in arbitration with the Financial Industry Regulatory Authority. Sections include:

    • Defining the players in a securities arbitration case
    • Time limitations and other deadlines
    • Common claims
    • Bringing and defending claims, arbitrators and motion practice
    • Discovery and hearing practice and procedures

    Each topic is extensively covered to help your clients recover losses caused by bad investment advice or financial fraud.

    Product Details

    Sponsor Groups

    Solo, Small Firm and General Practice Division

    Publisher

    ABA Book Publishing

    Author

    Jason Doss , Richard Frankowski

    ISBN

    9781614387596

    Page Count

    226

    Product Code

    5150456

    Sponsor Groups

    Solo, Small Firm and General Practice Division

    Publisher

    ABA Book Publishing

    Author

    Jason Doss , Richard Frankowski

    ISBN

    9781614387602

    Page Count

    238

    Product Code

    5150456EBK

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