Table of Contents
The Practitioner's Guide to Securities Arbitration
This book helps lawyers to identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms, and on the defenses thereto.
Log In to view your rate
Unlock the discounted member rate
Join first as a member, and then purchase this product at special member pricing
Investors who have been victims of bad investment advice, or worse, financial fraud often do not understand how their money is invested, nor the risks associated with such investments. Surprisingly, only a small percentage of cases are filed against the securities industry even though investment abuses are rampant. Securities Arbitration provides a comprehensive discussion of practices and procedures with a particular emphasis on techniques to identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms, and on the defenses thereto. Learn to articulate and accurately state how your client has been damaged as well as how to correctly measure damages as they apply to the situation. Gain a valuable edge by mastering tactics used in arbitration with the Financial Industry Regulatory Authority. Sections include:
Each topic is extensively covered to help your clients recover losses caused by bad investment advice or financial fraud.
ABA Book Publishing
9781614387596
226
5150456
6x9 Paperback
3/21/2013 12:00:00 AM
Audio and Video | On-Demand CLE
Don���t Fall Asleep at the Switch: Surviving and Thriving in International Construction Markets [CC]
Audio and Video | On-Demand CLE
The Small Business Reorganization Act: A Primer, Current Trends, and the Individual Chapter 11 in the Era of Subchapter V [CC]
Audio and Video | On-Demand CLE
Covid-19 Is Not Color-Blind: Equity Considerations and The Impact of The Pandemic on Diverse Communities [CC]
Nov
09
Events | In-Person
National M&A Institute 2023
ETHICS 60 min
Gain an in-depth perspective on negotiating business acquisitions that covers both fundamental and cutting-edge issues. Expert panelists include nationally known mergers & acquisitions attorneys from…
Oct
11
Events | In-Person
2023 Law Practice Division Fall Meeting
Join us for the 2023 Law Practice Fall Meeting amidst the vibrant lights and energy of Las Vegas! The ABA's Law Practice Division invites you to immerse yourself in three days of inspiration, innovat…
Feb
14
Events | In-Person
ABA TECHSHOW 2024
CLE 60 min
TECHSHOW is back, live, and in-person at the Hyatt Regency Chicago, where lawyers, legal pros, and technology all come together. Over three days, attendees will learn about the most useful and practi…