II. Unitary View
Although the view that the comprehensive plan is found in the zoning ordinance and maps was once the majority view, very few states now adhere to that analysis. Connecticut has the greatest number of cases in this category over the last year.12 One case was reviewed at the appellate level, while many others were decided at the sub-appellate level.
In MacKenzie v. Planning and Zoning Commission of the Town of Monroe, plaintiffs appealed the grant of a zone change and special exception to adjust setbacks.13 The court distinguished between the town’s legislative role in making the zone change determination and its administrative role in determining a special exception is consistent with town’s regulations.14 While the court reversed on the grant of special exception, it found the zone change valid.15
One case, which involved approving a rezone of property from residential to business zoning to accommodate parking for a future retail development, was affirmed because the record contained ample evidence that the changes were consistent with the town’s comprehensive plan in that the corridor was designated for large scale retail and generally contained commercially-zoned properties.16 Another case involved denying an application for establishment of a planned development district. The court upheld the town’s subjective analysis of whether the proposal was consistent with its “comprehensive plan” because adding a residential use to a non-conforming commercial and industrial tract creates a hybrid parcel incompatible with the local government’s conception of its plan.17
Two other states that hold the unitary view also have notable reported decisions. In Kentucky, a court affirmed the location of a cell tower, which had an approximately 200-foot height variance and landscaping modification grant, despite the appellants’ complaint that the decision was inconsistent with the goals and objectives of the comprehensive plan.18 The court found the comprehensive plan is intended to be a guide for development, “not a straight-jacket,” and analyzed whether the Planning Commission’s decision was arbitrary.19 The court then reviewed evidence in support of the waivers and found that the tower would not have visual impacts on historic resources, would not pose a safety risk, and would not reduce property values in the neighborhood.20 In Louisiana, a court upheld a decision to deny a zoning application based on adherence to the zoning code and found no improper reliance on either the comprehensive plan or area plan that affected a property owner’s request for a conditional use approval.21
Thus, in states that continue to adopt the historical unitary view concerning zoning ordinances, and where the local government provides a subjective interpretation of those ordinances, courts will uphold decisions that conclude such regulations constitute a comprehensive plan.
III. The Plan as a Factor
The “broad middle” of states, which accept the plan as a greater or lesser factor in evaluating land use regulations or actions, now may constitute a majority of states. The principal issue will be the weight accorded to the plan.
In Washington, a mitigation fee for job retention in connection with construction of a sewage treatment plant was upheld as an appropriate condition because job retention was consistent with the comprehensive plan.22 The condition was found to adequately mitigate adverse impacts to economic development.23
In Illinois, the plan is seen as advisory and not having the force of law.24 The existence and consistency of a land use action with a plan is a factor in evaluating the validity of that action.25 In an Indiana case, there was a failure to show compliance with a local ordinance provision that required, inter alia, that a planned unit development “furthers the purposes of the comprehensive plan.”26 The Commission’s denial was upheld on multiple grounds. In a Minnesota case, In re Environmental Impact Statement,27 the determination was whether a negative declaration for exemption from an Environmental Impact Statement in connection with a silica sand mining project depended, in part, on conformity with the County’s comprehensive plan (which was found to be met in this case).28
New York has an ambivalent relationship with the plan, interpreting the requirement that zoning regulations be “in accordance with a comprehensive plan,” as requiring that consideration be given to the needs of the community as a whole.29 There must be a “clear conflict” with the plan before a land use regulation or action is invalid or unlawful “spot zoning” is found.30 The plan is also a factor in evaluating relaxation of environmental or conservation regulations.31 Nevertheless, one New York Court found a local comprehensive plan was “merely a policy document,” consisting only of recommendations, rather than specific plans for development, so that any environmental harm was “purely speculative.”32
In a North Carolina case, Etheridge v. County of Currituck,33 the failure of a rezoning from an agricultural to an industrial designation to conform to the local comprehensive plan was a factor in affirming summary judgment in favor of neighbors opposed to the rezoning.34 In Atkinson v. City of Charlotte,35 the failure to enter adequate findings of plan consistency led to the reversal of legislative zoning ordinance amendments relating to parking facilities.36
A Pennsylvania case, Penn Street, L.P. v. East Lampeter Township Zoning Hearing Board,37 demonstrates the status of the plan in that state. Plaintiff property owner sought to invalidate large-lot agricultural zoning in part because the land was within an urban growth boundary established by the applicable plan, although the future land use map of that plan placed the site within a future rural/ agricultural area.38 However, the court referred to the planning enabling legislation that stated:
Notwithstanding any other provision of this act, no action by the governing body of a municipality shall be invalid nor shall the same be subject to challenge or appeal on the basis that such action is inconsistent with, or fails to comply with the provisions of the comprehensive plan.39
Quoting from its decision in Atherton Dev. Co. v. Twp. of Ferguson,40 the court said:
This court stated that while a comprehensive plan is a useful tool for guiding growth and development, it is by its nature, an abstract recommendation as to land utilization. Inconsistency with a comprehensive plan is not a proper basis for denying a land development plan. Similarly, it cannot be a basis for a substantive challenge to a zoning ordinance. Here, [the developer] filed its challenge on the basis that the [o]rdinance, which zones some of the property [a]griculrural, is inconsistent with and fails to comply with the comprehensive plan. As acknowledged by the [the developer], however, 53 P.S. §10303(c) does not authorize such a challenge.41
The court concluded that plan inconsistency was not a basis for a challenge to a zoning designation.42 In another case in that state, Williams Holding Group, LLC v. Board of Supervisors of West Hanover Township,43 the court reversed a denial of a stormwater facility conditional use permit in a hillside and slope overlay protection district enacted pursuant to plan policies.44 A dissent emphasized a larger role of these policies in the administration of the conditional use permit scheme than that given by the majority.45
The cases in this section demonstrate that the plan may play a role in evaluating the validity of land use regulations and actions in certain states.
IV. The Plan as a Quasi-Constitutional Document
As in previous years, the bulk of cases in this category come from the “usual suspects” of California, Florida, Oregon, and Washington — all states with a well-developed sense of the plan’s primacy. In addition, the District of Columbia has held that the plan has primacy, except where specifically provided that the plan is not binding.46
In Sterling Park, L.P. v. City of Palo Alto,47 respondent, Palo Alto, had a code provision to the effect that any developer of five or more units must conform to a certain provision of the city’s plan, which required that twenty percent of those units be made available at below market rates.48 The only question before the court was whether the California Fee Mitigation Statute,49 which allows review for exactions, applied in this case; and the court found that it did.50 In Foothills Communities Coalition v. County of Orange,51 plaintiffs challenged the creation of a new zoning definition for senior residential housing to accommodate a particular proposal. The court found the obligation of plan consistency52 to be met.53
The Florida cases in this year’s report illustrate some consequences of plan consistency requirements. In Ocean Palm Golf Club Partnership v. City of Flagler Beach,54 the refusal to change a plan designation of land under the circumstances was found not to be a taking.55 In Archstone Palmetto Park, LLC v. Kennedy,56 a statute prohibiting a referendum on a development order or plan provision was at issue.57 In 2011, the legislature revised the prohibition58 and the court applied that prohibition to nullify a referendum.59
In the District of Columbia, the plan guides executive and legislative decisions on matters affecting the District and its citizens.60 In Durant v. District of Columbia Zoning Commission,61 the court determined that conflict with one or more individual plan policies did not preclude an overall finding of plan consistency, but that balancing of various plan policies to allow a project must be explained by way of findings.62
Other states have upheld the primacy of the comprehensive plan in various circumstances. In Indiana, a statute giving cities with comprehensive plans zoning jurisdiction over land within two miles of its boundaries was applied to allow a city to control land uses in that area.63 In Kentucky, a statute requires a local government to find a zone change to be “in agreement with” an adopted comprehensive plan, but provides circumstances in which that plan may be overridden.64 In another recent case, the Kentucky Supreme Court upheld a rezoning denial when the plan was not met and the other circumstances were not present.65 Additionally, the North Dakota Supreme Court upheld the denial of a rezoning for noncompliance with the county comprehensive plan.66
Oregon requires that land use regulations and actions conform to a comprehensive plan67 and to statewide planning goals (an issue beyond this report).68 Thus, in a dispute over whether a traffic signal was required by a local transportation plan, a LUBA determination69 that the plan did not require a signal in any particular place was upheld.70 Similarly, a local determination to defer consideration of whether a destination resort could significantly affect a transportation facility under state law and its comprehensive plan was erroneous and a ground for remand of its decision to approve the resort.71
Washington has also struggled with the role of the plan in land use regulation. In a dispute over the adequacy of its critical area inventories of important local habitats and species under the state’s Growth Management Act (GMA),72 the decision by the Growth Management Hearings Board that the inventories were inadequate was affirmed.73 The court of appeals found that the county may depart from state-supplied inventories, but only if the departure is “reasoned.”74 Because the plan was binding, the inventories used to protect critical areas were an essential element of the process, justifying a remand.75 In Save Our Scenic Area v. Skamania County,76 that same court found a discrepancy between a conservancy designation in a plan and the failure to zone certain property at all justified consideration of equitable relief to require regulations consistent with the county’s plan.77
All in all, the cases involving states where plans are binding turn on nuances in the enabling legislation or rules or in the plans themselves, generally allocating responsibility for plans to elected officials.
V. Plan Amendments
The state of Washington had several plan amendment cases that involved interesting procedural matters. In Town of Woodway v. Snohomish County, the state’s Supreme Court ruled that its statutory vested rights doctrine, under which the applicable land use plans and development regulations that apply to a land use permit are frozen at the time of application, grants the applicant those rights even if the plans and regulations are later found to be noncompliant with the State Environmental Policy Act because regulations enacted under the state’s Growth Management Act are presumed valid upon adoption.78 Although comprehensive plan amendments that redesignated property from Urban Industrial land to Urban Center land were found faulty be- cause the county’s environmental impact statement did not consider multiple alternatives to the Urban Center designation, the applicant who filed for permits in reliance of the amendments was able to move forward under the vested rights doctrine.79
In Miotke v. Spokane County, decided one month after the Town of Woodway decision, the plaintiff challenged the county’s expansion of the comprehensive plan’s Urban Growth Area (UGA).80 Based on the Growth Management Hearings Board determination that the UGA expansion was invalid, the county repealed the expansion resolution.81 The plaintiffs, however, did not think the repeal resolved the noncompliance with the GMA, given the urban development that vested under it.82 The court agreed and reasoned that the vested rights doctrine exists in part to ensure fairness to landowners and developers who would otherwise be subject to unforeseeable rule changes, but does not insulate the county for its own shortcomings in the planning process.83 The county must plan for a way to meet the GMA goals concerning reduction of urban sprawl, promotion of urban development, and adequacy of facilities and services, despite its improper adoption of the UGA expansion that resulted in an "island UGA."84
In Krickovic v. Borough of Edgewater,85 amendments to the borough’s zoning ordinance that created mixed use zone districts and allowed twenty story buildings in the residential (R-5) zone were challenged.86 The court upheld the zone change because the amendments were determined to be consistent with the master plan’s goals to provide a variety of different uses, establish appropriate population densities, and create pedestrian friendly areas.87
New York’s highest court upheld plan and zoning ordinance amendments that prohibited oil and gas exploration, extraction, and storage activities, concluding that the state’s mining law did not preempt valid exercise of the town’s home rule authority, including its zoning.88
Oregon saw the remand of a conditional comprehensive plan amendment to add over 68,000 acres to Klamath County’s destination resort overlay because the lower administrative review board did not adequately analyze whether the County had considered impacts to transportation facilities.89 Another Oregon case involving a city’s amendment to its urban growth boundary was also faulted for its lack of substantial reason to justify its findings that the city had adequately analyzed industrial land needs.90
These cases further the assertion that state courts are increasingly viewing plans as a significant tool to help regulate land use.
VI. Plan Interpretations
As plans become more significant to land use regulations and actions, the means by which those plans are interpreted also become important, as recent cases illustrate.
In an Indiana case, Brookview Properties, LLC v. Plainfield Plan Commission,91 the court of appeals affirmed a denial of a Planned Unit Development plans, inter alia, because it found no support for the applicant’s assertion (which was rejected by the Commission) that the local comprehensive plan recommends a mixed use between certain commercial and residential lands.92
In Friends of the Hood River Waterfront v. City of Hood River,93 the Oregon Court of Appeals upheld a rejection of a city’s interpretation of the flood plain provisions of its plan so as to limit their application to areas zoned “FP” (Flood Plain) even if areas (such as the subject site) were actually within a flood plain.94 Reading several plan provisions together, the court agreed that the city’s decision was not “plausible”95 but modified the relief ordered below to allow the city more flexibility in protecting flood prone areas.96
Finally, in Tarver v. City of Sheridan, the Wyoming Supreme Court was called upon to interpret a city master plan provision that “discourages” bed and breakfast enterprises in residential areas in the face of a grant of a special exemption.97 The court found that “discourage” is not equivalent to “prohibit,” that such enterprises are “lodging” which is residential in nature, and that the city provided the special exemption process for bed and breakfast uses in residential areas all served to support the city’s interpretation.98
The conclusion that may well be drawn from these diverse cases is that plan interpretation may be as difficult and complex as interpretation of any statute or ordinance.
VII. Conclusion
The cases relating to the role of the plan in land use regulations and actions over the past year continue a steady trend toward increased judicial respect for planning, a willingness to examine planning policies when zone changes or permits are challenged, and an increasing sophistication in interpreting plan policies.