READ NOW: Winter 2019
The latest issue of Securities Litigation includes these articles:
- Six Things to Know about Arbitrating Diminished Capacity Issues in FINRA Customer Cases
- Is It Your First Time Having a Client under Investigation by FINRA?
- The U.S. Supreme Court Case That Could Significantly Expand Civil Liability under the Federal Securities Laws
- FINRA’s New Report on Broker-Dealer Cybersecurity Practices