September 09, 2015 Articles

FINRA Update: Public Arbitrator Limitations, Adjournment, Task Force, and More

Practitioners should take note of changes to rules and regulations affecting arbitration practice

By Joshua D. Jones

In the past year, the Financial Industry Regulatory Authority (FINRA) has been active in working to fulfill its mission to provide investor protection and promote market integrity. Practitioners will note a number of recent developments in the FINRA Codes of Arbitration Procedure as well as other updates and changes to rules and regulations affecting arbitration practice.

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