In the past year, the Financial Industry Regulatory Authority (FINRA) has been active in working to fulfill its mission to provide investor protection and promote market integrity. Practitioners will note a number of recent developments in the FINRA Codes of Arbitration Procedure as well as other updates and changes to rules and regulations affecting arbitration practice.
September 09, 2015 Articles
FINRA Update: Public Arbitrator Limitations, Adjournment, Task Force, and More
Practitioners should take note of changes to rules and regulations affecting arbitration practice
By Joshua D. Jones
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