By David G. Buffa – May 5, 2020 | A review of recent guidance and disciplinary actions indicating three main points of emphasis for 2020, as well as practical tips and considerations from FINRA’s recent organizational changes.
By Adam C. Trigg – May 5, 2020 | Working with company counsel under a joint defense agreement, ensuring indemnification and insurance coverage, fact gathering and document sharing, and crafting a motion to dismiss.
By Danielle S. Myers – July 22, 2020 | The ruling touches on price impact and several other hot topics.
By Craig C. Martin, Paul B. Rietema, Howard S. Suskin – May 20, 2020 | Directors and officers of public companies should exercise great care in any public statements regarding the impact of COVID-19 on their businesses, and carefully consider and document the steps they are taking to oversee and respond to COVID-19 developments.
By Matthew P. Allen – March 2, 2020 | In this Sound Advice, Matthew P. Allen summarizes the parties' legal positions in Liu, and offers a structure to defend an SEC disgorgement action.
By Josh Jones and Danielle Myers – December 10, 2019 | In Cyan, the Supreme Court held that class actions solely alleging violations of Section 11 of the Securities Act of 1933 could be heard in state court and were not removable under SLUSA. In this Sound Advice , Josh Jones and Danielle Myers consider the state and federal court developments in the eighteen months since the opinion was issued.
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Aug
05
Events | Webinar
2020 ABA Cross-Border Virtual Institute: Regulators Panel[CC]
CLE 75 min
With data privacy now a major concern world-wide, European privacy regulators discuss recent legal trends and new themes. IN-HOUSE COUNSEL SPECIAL OFFER: The ABA is offering one complimentary registr…
Aug
13
Events | Webinar
Non-Compete Update and Practical Guidance for 2020 [CC]
CLE 60 min
This program will provide an update, overview and preview of likely changes to come in the area of non-competition agreements.
Aug
25
Events | Webinar
Scientific Evidence and the Post-Pandemic Jury [CC]
CLE 60 min
In this webinar, a judge and jury consultant will examine the growing skepticism of scientific evidence in the courtroom, and offer advice on how to approach jury selection and presenting scientific…
