By David G. Buffa – May 5, 2020 | A review of recent guidance and disciplinary actions indicating three main points of emphasis for 2020, as well as practical tips and considerations from FINRA’s recent organizational changes.
By Adam C. Trigg – May 5, 2020 | Working with company counsel under a joint defense agreement, ensuring indemnification and insurance coverage, fact gathering and document sharing, and crafting a motion to dismiss.
By Craig C. Martin, Paul B. Rietema, Howard S. Suskin – May 20, 2020 | Directors and officers of public companies should exercise great care in any public statements regarding the impact of COVID-19 on their businesses, and carefully consider and document the steps they are taking to oversee and respond to COVID-19 developments.
By Gabriel K. Gillett, Katherine M. Funderburg, Paul B. Rietema, and Howard S. Suskin – May 20, 2020 | As companies continue to grapple with the economic impact of the pandemic, expect to see an uptick in shareholder litigation stemming from alleged omissions and misrepresentations.
By Matthew P. Allen – March 2, 2020 | In this Sound Advice, Matthew P. Allen summarizes the parties' legal positions in Liu, and offers a structure to defend an SEC disgorgement action.
By Josh Jones and Danielle Myers – December 10, 2019 | In Cyan, the Supreme Court held that class actions solely alleging violations of Section 11 of the Securities Act of 1933 could be heard in state court and were not removable under SLUSA. In this Sound Advice , Josh Jones and Danielle Myers consider the state and federal court developments in the eighteen months since the opinion was issued.
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Jul
16
Events | Webinar
Fair Fight: Ethical Red Flags for Litigators [CC]
ETHICS 60 min
Larry Fox, a long-time litigator and former Section of Litigation chair; Susan Martyn, a long-time legal ethics law professor; and Kelly Kszywienski of Snell & Wilmer will discuss some of the toughes…
Jul
22
Events | Webinar
The Fight Against Counterfeiters from In-House, Outside Counsel and Criminal Perspectives [CC]
CLE 60 min
A panel discussion of current anti-counterfeiting issues and remedies from three different perspectives: In-house counsel for one of the largest online marketplaces in the world, a representative of…
Jul
23
Events | Webinar
2020 ABA Cross-Border Virtual Institute: The Intersection of Global Discovery, Privacy and Data Security [CC]
ETHICS 75 min
Please join us at the 2020 ABA Cross-Border Virtual Institute. This is a high-quality program designed to be accessible and interesting for all legal and privacy professionals alike and offering both…
