By Randall R. Lee and Michael J. Berkovits – August 30, 2019 | The decision marks the first time that a court has held that when a corporation works closely with regulators, the corporation is effectively acting as an agent of the government.
By Lawrence E. Fenster and Daniel Strashun – August 30, 2019 | States are increasingly providing firms with more effective options for fighting financial exploitation of senior and vulnerable investors.
By Gabriel Gillett and Howard Suskin – August 6, 2019 | We will have to wait and see how other courts may weigh in, and whether or not the Supreme Court will ultimately resolve the split.
By Gabriel Gillett – August 5, 2019 | The court held an employment agreement’s arbitration clause was unenforceable as there was no evidence the employee had assented to the agreement.
By Matthew P. Allen | May 10, 2019 | In this podcast, Matthew P. Allen gives a summary of the SEC Enforcement Panel discussion from the 2019 SEC Speaks annual conference.
By Peter Tepley – February 11, 2019 | This program discusses FINRA Rule 12200 and the Eleventh Circuit's decision in Pictet Overseas, Inc. v. Helvetia Trust, 905 F.3rd 1183 (11th Cir. 2018) interpreting that rule. In particular, it focuses on the court's analysis of when does a customer dispute with a FINRA Member or Associated person arise in connection with the business activities of the associated person so as to require that the dispute be arbitrated under the FINRA Code of Arbitration procedure. It also briefly discusses the holdings in two other cases dealing with similar issues.
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Oct
17
Events | In-Person
23rd Annual National Institute on Class Actions
CLE 630 min
This premier class action conference is in Nashville and more relevant than ever. Whether you litigate and try class action lawsuits, want to learn how to best help your clients, or learn about curre…
Nov
13
2019 Women in Litigation Joint CLE Conference
CLE 825 min
The conference will highlight women leading for success in the courtroom, in the judiciary, and in the profession. You'll have the opportunity to learn from litigators from across the nation and netw…
Jan
29
Events | In-Person
2020 Environmental & Energy, Mass Torts, and Products Liability Litigation Committees' Joint Regional CLE Program
CLE 540 min
The 2020 Joint Regional CLE Program will cover cutting edge litigation topics that impact environmental & energy, mass torts, and products liability practice areas over the course of three days in Sn…
