A survey of elder financial abuse decisions in state court cases, federal court cases, FINRA arbitration awards, and regulatory and criminal actions.
By Michelle Levin and Ashwin Ram – January 4, 2021 | Recent COVID-related securities litigation and enforcement trends, issues of proof, and best practices to avoid the expected onslaught of enforcement activity and investigations.
By Joshua D. Jones and Clay Wash – January 4, 2021 | Developments relating to COVID-19, unpaid awards, expungement, vulnerable investors, and third-party discovery.
By Taylor E. Anderson and David G. Buffa – February 24, 2021 | The report revamps two prior FINRA publications—its retrospective exams findings and its priorities letter—into one streamlined document that is required reading for every financial services industry legal and compliance professional.
By John E. Clabby – February 17, 2021 | Pointers from an experienced litigator, from initial outline drafting, through sharing exhibits in advance with opposing counsel and the witness, to the use of exhibits on the record.
By Matthew P. Allen – March 2, 2020 | In this Sound Advice, Matthew P. Allen summarizes the parties' legal positions in Liu, and offers a structure to defend an SEC disgorgement action.
By Josh Jones and Danielle Myers – December 10, 2019 | In Cyan, the Supreme Court held that class actions solely alleging violations of Section 11 of the Securities Act of 1933 could be heard in state court and were not removable under SLUSA. In this Sound Advice , Josh Jones and Danielle Myers consider the state and federal court developments in the eighteen months since the opinion was issued.
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Feb
25
Events | Webinar
Current Issues in Pharmaceutical, Medical Device and Biotech Litigation Virtual Regional CLE Program
CLE 60 min
Join us for a Virtual Regional CLE Program addressing distinct current developing issues in Pharmaceutical, Medical Device & Biotech Litigation.
Mar
03
Events | Webinar
2021 Virtual Insurance Coverage Litigation Committee CLE Seminar
CLE 60 min
The 2021 Insurance Coverage Litigation Committee CLE Seminar has gone virtual!This year’s seminar will feature the same high-quality programming that has attracted insurance practitioners from all ov…
Mar
09
Events | Webinar
Insurance Arbitrations in London after the Halliburton v Chubb Judgment: What’s Next?[CC]
CLE 60 min
This webinar explores whether London provides a level playing field for policyholders and insurers in insurance arbitrations after Halliburton v Chubb.
