GAI and Lawyer Ethics
For lawyers and judges who are also lawyers, GAI and lawyer ethics are essential to understand. Gary Marchant & Joseph Tiano prepared a thoughtful whitepaper in November 2023, used at the December 2023 Arizona Summit on Artificial Intelligence Law and the Courts, titled “Artificial Intelligence and Legal Ethics.” Although in the world of GAI, that is almost prehistoric, the advice they provide continues to have traction now.
Stated broadly, GAI can trigger numerous ethical rules for lawyers under the Model Rules of Professional Conduct, including:
ER 1.1 (competence);
ER 1.2 (client consultation);
ER 1.5 (reasonable fees for the work performed);
ER 1.6 (confidentiality);
ER 3.3 (candor to the tribunal);
ER 4.1 (truthfulness on statements to others);
ER 5.3 (supervising nonlawyers).
So much for lawyers, but how about judges? I’m glad you asked.
GAI and Judges
Again, stated broadly, GAI can trigger various ethical rules for judicial officers under the Model Code of Judicial Conduct, including:
Rule 1.2 (Promoting Confidence in the Judiciary);
Rule 2.2 (Impartiality and Fairness);
Rule 2.3 (Bias, Prejudice, and Harassment)
Rule 2.4 (External Influences on Judicial Conduct);
Rule 2.5 (Competence, Diligence and Cooperation);
Rule 2.9 (Ex Parte Communications);
Rule 2.12 (Supervisor Duties);
Rule 3.5 (Use of Nonpublic Information & Disclosure).
Other Resources
At very most, this brief article is a starting place to address GAI and judicial ethics. But in closing, along with offering caution and encouraging thoughtful reflection, let me provide two helpful resources:
First, on July 29, 2024, the ABA Standing Committee on Ethics and Professional Responsibility issued Formal Opinion 512 “Generative Artificial Intelligence Tools.” It provides some good, thoughtful discussion of terminology and ethical issues of competence, confidentiality, communication, candor, supervisory responsibilities, fees, and other issues surrounding GAI and the practice of law. Although lawyer-focused, it is helpful for us judicial types..
Second, the ABA Center for Innovation has an interactive “State Bar AI Task Force Information” website. It includes tabs for state bar and state judiciary AI task forces, maps showing where states are undertaking those efforts and allows links to be added for future undertakings. It is focused on both the bench and the bar.
GAI is here to stay, in ways that only time will tell. Accounting for GAI and judicial ethics is essential, now and in the future, as we continue our journey as life-learners.