June 01, 2013

Who Wins FINRA Cases and Why? An Empirical Analysis (Part 1)

Howard B. Prossnitz
  • What variables, if any, influence the outcomes of FINRA arbitrations?

Introduction

The questions that every lawyer specializing in FINRA arbitrations routinely asks themselves include: Why did I win that case, but not the other one? Does it make sense? Is there any pattern here? What variables, if any, influence outcomes?

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