July 01, 2013

Who Wins FINRA Cases and Why? An Empirical Analysis (Part 2)

Howard B. Prossnitz
  • In what ways can we test the validity of hypotheses in FINRA arbitrations?

Hypotheses and Results

In this section of the article, we test the validity of various hypotheses. Some of these hypotheses came from earlier studies, and some represent conventional wisdom about which factors count in the FINRA arbitration process.

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