December 01, 2012

Raising Money Through Private Placements

Jean L. Batman

From Advising the Small Business

  • Learn what you need to be aware of.
  • Discover what an accredited investor is.
  • Find out what to do if your client violates the law.

Which Laws Should a Small Business Be Aware of When Raising Money?

Even when a client already has a group of friends and family lined up for a seed round of financing, they need to be aware of their securities law obligations because there are a number of legal issues and requirements to be concerned about. The applicable requirements will be determined in part by the number of investors, which state (or states) they are in, and whether they are all “accredited investors.”

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