Directed at less experienced securities practitioners representing clients seeking to raise capital, this program will introduce participants to resources of the SEC’s Office of the Advocate for Small Business Capital Formation, including the “Navigating Your Options” tool on its Capital Raising Hub, using common fact patterns. A panel of seasoned practitioners and a representative of the Office will review these patterns and discuss the Office’s recent report on the state of capital formation and policy recommendations.
VIDEO
How Can You Help Your Client Choose the Right Adventure? Navigating Your Options in Small Business Capital Raising
Brenda Eileen Barrett, Sara Kathleen Stock, Amy Reischauer, and Mark D Hobson
Panelists
Sara Kathleen Stock
Stock Legal LLC
Sara K. Stock, Partner, Khazaeli Wyrsch Stock, LLC, St. Louis, MO. Sara K. Stock began her practice with Lewis, Rice & Fingersh, L.C. in St. Louis, MO, in 2002. In November of 2014, she left Lewis, Rice &...
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Amy Reischauer
...
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Mark D Hobson
Halloran Farkas + Kittila LLP
Mark Hobson is the partner in charge of the Miami office of Halloran Farkas + Kittila LLP and also works with other members of HFK, including Linda Lerner in the New York office and Mike Halloran in the San...
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