September 13, 2019

Custodial Activities in the Age of Digital Assets

In the age of digital assets, the rules and market expectations for transacting and holding investor securities have evolved. In this panel, federal regulators and other experts will discuss recent developments involving the custody of client assets by banks, broker-dealers, and registered investment advisers, as well as how blockchain technology may offer a novel way to maintain stock ledgers and communicate with stockholders.

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  • Business Law Section
  • CL1909SAM - 2019 Business Law Section Annual Meeting