Regulating Financial Innovation: FinTech, Crypto-assets, DeFi, and Beyond
This Article builds a systematic framework for regulating FinTech-driven innovations. It also clarifies and simplifies the confusing terminology.
Volume 79, Issue 3
This Article builds a systematic framework for regulating FinTech-driven innovations. It also clarifies and simplifies the confusing terminology.
This article assesses the difficulties of challenging the SEC's purported preemption of state privilege rules.
Overview of intermediated securities holding system in the United States, which involves holding through securities accounts with intermediaries (broker-dealers and banks), including operations, tran…
Report shows the proposed amendments relating to Appraisal Rights (Sections 1.40 and 6.40 and Chapter 13).
This is a one page report that states the amendments were passed to the Model Business Corporation Act Amendments to Section 2.02 Relating to Officer Exculpation.
Under Section 9-502(a)(3), a financing statement is sufficient only if, among other things, it “indicates the collateral covered by the financing statement.”
Article 9 of the Uniform Commercial Code (the “UCC”) provides several statutory rights to a secured party if the debtor defaults on obligations secured by a security interest.
The Annual Survey Working Group reports annually on judicial decisions that we believe are of the greatest significance to mergers and acquisitions (“M&A”) practitioners.
The Review is a survey of significant developments in federal securities laws and regulations, as well as developments relating to accounting pronouncements and securities litigation matters, in 2023…
This section covers federal securities regulation. The topics include: shortening the securities transaction settlement cycle, extending form 144 EDGAR filing hours, and share repurchase disclosure m…
In 2023, the Financial Accounting Standards Board (the “FASB”) issued nine Accounting Standards Updates (“ASUs”) to its Accounting Standards Codification (“ASC” or the “Codification”) compared with…
Summary and light analysis of Supreme Court and federal Court of Appeals cases from 2023 addressing securities law issues.