What Investment Advisers Can Learn from the 2024 Marketing Rule Risk Alert
Analyzing the Risk Alert yields guidance for SEC-registered advisers on questions they may face in future examinations related to Marketing Rule compliance.
Analyzing the Risk Alert yields guidance for SEC-registered advisers on questions they may face in future examinations related to Marketing Rule compliance.
Understand pivotal legal considerations in international expansion, including tax, IP, and labor issues, through examples from four parts of the world.
Two recent Delaware Court of Chancery opinions emphasize the importance of preserving text messages and clarify the Court’s expectations for doing so.
The Supreme Court upheld the Dodd-Frank Act’s CFPB funding mechanism, concluding it fit “comfortably within the First Congress’ appropriations practice.”
ABA Formal Opinion 510 provides worthwhile guidance on some uncertainties in Model Rule 1.18 regarding conflicts of interest related to client prospects.
The court held requirements of § 109(a) of the Bankruptcy Code do not apply to foreign proceedings recognized under Chapter 15, creating a circuit split.
SB 2979, signed into law in August 2024, amends the Illinois Biometric Information Privacy Act to limit damages and provide for electronic consent.
The two governing schemes for payment authorizations for prescheduled transactions have different purposes, timing specifications, and other requirements.
As state laws requiring review of healthcare transactions expand, parties need to understand how to navigate such laws and the practical issues they pose.
Month-in-Brief update: SCOTUS Decides Who Determines Question of Arbitrability When Contracts Conflict; 2024 Delaware General Corporation Law Amendments.
Month-in-Brief update: CFPB Proposes to Ban Medical Bills from Credit Reports; Algorithmic Prices under Antitrust Scrutiny; and more, from banking to IP.
Month-in-Brief update: The Council of the European Union Officially Adopts Artificial Intelligence Act.
Month-in-Brief update: Ninth Circuit Finds That Facebook’s “Face Signature” Technology Does Not Violate Illinois Biometric Information Privacy Act.
Month-in-Brief update: Another SPAC Suit Hits the Dust—Del. Court of Chancery dismisses breach of fiduciary duty claim, notes wave of similar filings.
Month-in-Brief update: SEC Private Fund Adviser Rules Vacated by 5th Circuit; Joint Statement on Application of IFRS 19 in SEC Filings; and more.