Business Law Today: February 2014

Keeping Current: SEC Issues New Guidance on "Bad Actor" Disqualification from Rule 506 Offerings

Lily J. Lu, Ellen K Fleishhacker, Robert E Holton, Aron Joshua Estaver, and Dora Diaz Pulido

Through a December 2013 update to its Securities Act Rules Compliance and Disclosure Interpretations, the SEC Division of Corporation Finance issued new guidance regarding the bad actor disqualificat…

Feb 22, 2014 6 min read

Observations on Captive Insurance Companies: 10 Worst and 10 Best Things

Jay David Adkisson

A captive insurance company can be a wonderful risk management tool when utilized correctly but the difference between a poorly-run captive and a well-run captive is often difficult to discern.

Feb 22, 2014 20 min read