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Recent SEC Rulemaking: The Financial Markets May Never Be the Same

Diana L Preston, Matthew Daigler, Lauren Mullen, and Devi Shanmugham

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Recent SEC rulemaking will transform government securities dealer and marketplace requirements, including expanding the range of market participants that will have to register and mandating central clearing and margin for U.S. Treasury securities.  Treasury securities are an area of particular interest to banks and other financial market participants because of capital requirements and collateral management.  The SEC has also released five equity market structure proposals that could have far-reaching implications for banks, other market participants, and all publicly traded companies.


The content of this program does not meet requirements for continuing legal education (CLE) accreditation. You will not receive CLE credit for participating.