December 11, 2019

Risk Management in Enforcement Actions: Managing Risk or Micromanaging It

Risk Management in Enforcement Actions: Managing Risk or Micromanaging It

December 16, 2019

A discussion of trends in risk management obligations in consent orders. Are they becoming more prevalent? Are they too granular and rigid? And how do they relate to enterprise-wide risk management efforts, state law and exchange requirements, and industry best practices?

Panelists:

  • Matthew Bisanz (moderator), Mayer Brown, Washington, D.C.
  • Daniel P. Stipano (moderator), Buckley LLP, Washington, D.C.
  • Philip Berkowitz, Littler Mendelson PC, New York, NY
  • Irena Gecas-McCarthy, Deloitte & Touche LLP, New York, NY
  • Megan S. Webster, Mayer Brown LLP, Chicago, IL
  • Edward O'Keefe, Moore & Van Allen PLLC, Charlotte, NC

Presented by: Banking Law Committee

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