State Regulation of Securities Subcommittees

Broker-Dealers & Investment Advisors

Chairs:
Miller, Martin
Katz, David

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Enforcement, Litigation and Arbitration

Chair:
Underwood, R Michael
Vice-Chair:
Slavin, Richard

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Exempt Securities

Chairs:
Kulerman, Michele
Danias, Peter

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Exempt Transactions

Chairs:
Lab, Mark
Alvarez, Richard

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International Securities

Chairs:
Lander, Guy
Ottenbreit, Kenneth

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Liaisons to Securities Administrators

Chair:
Hansen, Shane

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NSMIA and Covered Securities

Chair:
Liles, Mike

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Placement Agents and Lobbying Laws

Chair:
LaVigne, Peter

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Publications

Chair:
Hewitt, Martin
Vice-Chair:
Getsin, Jennie

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Securities Registration

Chairs:
Froling, Deborah
Nager, Benjamin

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Uniform Securities Act (2002)

Chairs:
Feigin, Philip
Naefach, Lynn

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