State Regulation of Securities Committee
The mission of the State Regulation of Securities Committee is to monitor and report on common practices and current developments involving all aspects of state and provincial securities laws, rules, and their administration, including the regulation of securities offerings, broker-dealers, investment advisers, issuers, and their representatives. We comment on rules, policy statements, and interpretations proposed by states and the North American Securities Administrators Association ("NASAA").
Join Our Committee
We welcome participation, so if you'd like to get involved in the Committee - whether by writing an article for the newsletter, suggesting a topic for a program or webinar, or becoming active in any other way - please get in touch with us.
State Regulation of Securities Connect
A space for you to connect with other ABA Members and committees through interactive discussions, content sharing, and much more.