III. Constitutional Canons of Statutory Interpretation on the Roberts Court
If NFIB, West Virginia, and Brnovich are unconvincing through the lenses of statutory text and constitutional doctrine, perhaps Constitution-based canons of statutory interpretation—or “constitutional canons”—justify them. Courts have long applied a variety of constitutional canons when they interpret statutes. Subsection A briefly introduces these inter-related canons. Subsection B assesses the recent Roberts Court decisions in light of this tradition. Subsection C concludes that while the instant cases fit into this broad tradition, they deploy the constitutional canons unusually aggressively to reach the majorities’ preferred outcomes.
A. The Constitutional Canons: An Overview
1. The Constitutional Avoidance Canon
The constitutional avoidance canon seems easy enough to state: courts should interpret statutes to avoid difficult constitutional issues. However, there are numerous formulations of this canon. Adrian Vermeule breaks these variations into two broad categories: “classical” and “modern” constitutional avoidance.
Classical avoidance stipulates that “as between two possible interpretations of a statute, by one of which it would be unconstitutional and by the other valid, [the Court’s] plain duty is to adopt that which will save the Act.” Modern avoidance, by contrast, provides that “where an otherwise acceptable construction of a statute would raise serious constitutional problems, the Court will construe the statute to avoid such problems unless such construction is plainly contrary to the intent of Congress.”
The primary difference is that the classical version requires courts to determine that a plausible interpretation of the statute would be unconstitutional before selecting the other reading. The modern version, by contrast, requires only a determination that a plausible reading would raise serious constitutional problems. In other words, classical avoidance avoids unconstitutional interpretations; modern avoidance steers away from difficult constitutional questions altogether.
2. Clear Statement Rules
Other constitutional canons include clear statement rules of varying strength. For instance, in the federalism context, clear statement rules provide that courts should not construe a statute to intrude on state sovereignty unless Congress had indicated a “super-strong clear” intent to do so. Federalism-clear-statement rules demand legislative clarity before allowing federal statutes to invade state prerogatives.
In Gregory v. Ashcroft, for example, the Court considered whether Missouri’s mandatory retirement age of seventy for most state judges violated the federal Age Discrimination in Employment Act (ADEA). The ADEA included state governments as employers, but it exempted most high-ranking state government officials. Gregory turned on whether state judges were among those exempted officials.
The statutory language did not clearly settle the matter. 29 U.S.C. § 630(f) provided that an employee did “not include . . . an appointee on the policymaking level . . . .” The key question was whether judges were appointees “on the policymaking level.” If state judges were on a policymaking level, then the ADEA did not protect them.
Writing for the Court, Justice O’Connor decided the case without resolving that textual question. Instead, she wrote, “We will not read the ADEA to cover state judges unless Congress has made it clear that judges are included.” In other words, even if the statutory language likely covered judges, that wasn’t good enough. Because of the underlying federalism principles, the Court would not so construe the statute unless it clearly covered them. The Court, thus, indicated it will avoid reading federal statutes to clash directly with federalism principles unless Congress very clearly indicates it actually intended such a collision.
Clear statement rules are controversial because they impose a “clarity tax” on Congress. In other words, such rules demand “that Congress legislate exceptionally clearly when it wishes to achieve a statutory outcome that threatens to intrude upon some judicially identified constitutional value.” Whatever their wisdom, though, clear statement rules are among the Court’s interpretive tools.
3. Nondelegation Canons
Nondelegation canons may be thought of as a sort of clear statement rule. Though the Supreme Court has not invalidated a congressional delegation to an administrative agency under the nondelegation doctrine since 1935, as Cass Sunstein has demonstrated, it has protected nondelegation norms through narrower nondelegation canons. Rather than finding delegations unconstitutional, courts use these nondelegation canons to shape statutory interpretation. For example, courts usually require congressional clarity before permitting agencies to preempt state law. Likewise, courts presume that agencies do not have the authority to promulgate retroactive rules unless Congress has clearly delegated such authority.
In both instances, the Court erects a high bar before agencies can do things implicating other constitutional principles. Preemption, of course, implicates federalism values. Retroactivity implicates separation of powers and due process. Given these constitutional concerns, the idea is that we will presume that agencies may not take certain actions without clear congressional authorization.
4. The Early Major Questions Doctrine
Today’s major questions doctrine draws from both nondelegation canons and clear statement rules. That said, the major questions doctrine has morphed over time. Though West Virginia was the first Supreme Court majority opinion to identify it by name, the Court tried to justify the doctrine by citing cases from roughly the past quarter century.
One such decision is FDA v. Brown & Williamson Tobacco Corp. The Food, Drug, and Cosmetic Act (FDCA) grants the Food and Drug Administration (FDA) the authority to regulate “drugs” and “devices.” Pursuant to that authority, FDA asserted jurisdiction to regulate tobacco. Nicotine, after all, is a drug, and cigarettes are “devices” delivering nicotine to the body.
The Supreme Court held that the FDA lacked that authority. Though the plain text of the statute seemed to grant the FDA the jurisdiction it claimed, Justice O’Connor’s majority opinion found that thirty-five years of congressional history instructed otherwise. Congress, in fact, had enacted six separate pieces of legislation addressing tobacco use and human health. Each time, Congress assumed that the FDA lacked authority over tobacco. Thus, while the FDA mounted a plausible textual argument that it had jurisdiction over tobacco, the Court concluded that Congress never intended such a delegation. Indeed, it found that Congress had “spoken directly” to the question and denied the FDA that authority.
Another early major questions case was Gonzales v. Oregon. The Attorney General asserted he could rescind the licenses of physicians who prescribed a controlled substance for assisted suicide, even in Oregon, which had legalized physician-assisted suicide. The Attorney General argued that this license revocation came within his authority under the Controlled Substances Act (CSA), which regulates the applicable drugs. The CSA further empowers the Attorney General to revoke medical licenses when a doctor acts “inconsistent with the public interest.”
The Court rejected the “idea that Congress gave [the Attorney General] such broad and unusual authority through an implicit delegation.” The Court’s fundamental insight was that physician-assisted suicide was wholly unrelated to Congress’s project when it passed the CSA. The Act was intended to control “recreational drugs,” not the practice of medicine. To this extent, the major questions doctrine in Oregon amounted to the unremarkable assertion that agencies ought not grab power outside their sphere of expertise.
Finally, in MCI Telecommunications v. AT&T, the Court rejected the Federal Communications Commission’s (FCC’s) decision to make tariff filing optional for non-dominant long-distance phone carriers. The statute only permitted FCC to “modify” filing requirements. Per Justice Scalia, the Court held that the decision to exempt non-dominant carriers from onerous filing requirements imposed on dominant carriers was too important to count as mere “modification.” Hence, the FCC overstepped its delegated authority.
Brown & Williamson, Oregon, and MCI, then, function like ordinary statutory interpretation cases. In all three, the statutory language arguably granted the agencies a certain power. The surrounding context, however, strongly indicated that Congress had not delegated such authority. That context necessarily informed the textual analysis. The Court rejected the agencies’ actions not because administrative action addressing “major” issues was presumptively illegitimate but rather because the evidence in toto indicated that Congress had denied the agencies the powers in question. In other words, these cases faulted the agencies for acting beyond the authority Congress had delegated to them. As we shall see, more recent major questions cases do something quite different.
5. Functions of the Constitutional Canons
The constitutional canons are multifarious and necessarily serve various functions, but a few ostensible goals bear special mention. First, courts sometimes conceive of some canons as tiebreakers to resolve statutory ambiguities. Courts generally agree that they ought not invoke canons to indulge all possible constructions of a statute but merely reasonable ones. The alternative would give courts too much license to rewrite statutory language themselves. When courts do use them to override a statute’s text, it is often in cases like Brown & Williamson where the context makes abundantly clear that Congress clearly and repeatedly has rejected a particular interpretation.
Second, courts also often use the canons to further judicial minimalism by enabling courts to avoid the counter-majoritarian problem inherent in judicial review. In other words, the canons enable the Court to protect the Constitution without the friction of judicial invalidation. Of course, it is debatable whether courts always deploy canons with such modesty, but in theory they promote judicial restraint.
Third, constitutional canons of statutory interpretation can advance substantive goals. The clear statement rules discussed above, for example, further federalism principles. To this extent, they inject values into a case beyond those in the relevant statutory text. In a pre-textualist era in which courts sometimes considered themselves partners of Congress, this approach, while contestable, fits with a broader notion of the court’s equitable authority. For a textualist judge, though, it seems more problematic to rely on substantive canons to displace reasonably clear statutory language.
B. Constitutional Canons on the Roberts Court
Commentators have long critiqued the Court’s use of the constitution-based canons, but NFIB, West Virginia, and Brnovich reflect unusually aggressive use of constitutional conceits to shape statutory interpretation. This subsection explores the important ways in which these recent cases distort the constitutional canons or depart from them altogether. It begins by examining whether the Court’s recent decisions serve the canons’ ostensible tiebreaking and minimalism functions. It then asks whether the recent decisions’ analyses might fit within any of the distinct, pre-existing canons. It concludes by observing that these decisions invoke constitutional ideas to advance substantive goals in ways that might foreshadow future changes to constitutional law.
1. Constitutional Canons as Tiebreakers
NFIB, West Virginia, or Brnovich did not use constitutional canons to resolve ambiguities in the statutory texts. To the contrary, the Court used them to rewrite the statutes. The tiebreaking model, then, does little to explain these cases.
To be sure, earlier incarnations of some constitutional canons also involved some statutory revision. Often, though, those were “moderately activist” procedures. The recent Roberts Court, by contrast, engaged in major surgery.
Consider, for instance, the constitutional avoidance canon, which ostensibly applies when the statute is unclear. In United States v. Delaware & Hudson Co., the Court explained that the avoidance canon could be applied to a statute “susceptible of two constructions.” By contrast, the Roberts Court in these cases made no real attempt to identify textual indeterminacy before allowing its constitutional concerns to shape its statutory interpretation.
Admittedly, some other constitutional canons, such as the federalism clear statement rule, theoretically might apply to statutes that are clear—but just not clear enough. In Gregory, for instance, the Court inverted the statute’s plain language on its head. The ADEA created a broad rule (state employees are covered) and then carved out narrow exceptions. By insisting that the statute should not cover state judges unless Congress had clearly included them, the Court was inverting the text’s instructions. The constitutional canons, then, don’t always operate as tiebreakers.
The Roberts Court’s approach, though, is even less respectful of statutory text than Gregory. Significantly, the ADEA was ambiguous; it’s unclear whether state judges are officials “on the policymaking level.” Because the statute in Gregory was ambiguous, it invited application of a constitutional canon. By contrast, in the more recent cases, the Court rewrote statutory language that was not similarly under-determinate.
2. Constitutional Canons as Minimalism
The constitutional canons also can further judicial minimalism by enabling courts to avoid unnecessarily invalidating statutes. One could plausibly defend these decisions on such grounds. For example, rather than revitalizing the nondelegation doctrine in NFIB and West Virginia, the Court took the more modest step of deciding those cases by issuing statutory holdings. As Kristen Hickman puts it, such a case-by-case approach may be “limited in its reach to curtail either congressional delegations or agency policymaking [too] much.”
On the other hand, as noted above, the delegations at issue in these cases were not unconstitutional under current doctrine. Nor did most of the modalities of constitutional interpretation suggest a serious constitutional problem. It hardly seems minimalist to rewrite a statute to avoid a fanciful constitutional issue.
Indeed, the instant cases seem to rely on constitutional canons regardless of the seriousness of the constitutional issue. Recall that classical avoidance applies when one possible interpretation of a statute would be unconstitutional. Modern avoidance applies when the statute raises a serious constitutional issue. In either case, the constitutional issue should be, at a minimum, colorable.
Even in the clear statement cases, the constitutional issues often raise genuinely serious questions. Take Gregory again. Had the ADEA applied to state judges, Congress would have forbidden states from setting retirement ages for their judges. Even under the existing precedent, the application of the ADEA to state judges would have raised a serious Tenth Amendment issue. By contrast, the constitutional objections motivating the conservative Justices in NFIB, West Virginia, and Brnovich could only be vindicated by making dramatic changes to constitutional law.
3. Constitutional Canons as Distinct Doctrines
While the constitutional canons share certain commonalities, they also can be divided into distinct doctrines. It is therefore worth examining whether the recent decisions faithfully applied any of those individual canons.
a. The New Major Questions Doctrine and Nondelegation Canons
The major questions doctrine drove the decisions in both NFIB and West Virginia, but those cases applied the doctrine quite differently than the doctrine’s foundational cases. In the earlier cases, the agencies in question were regulating an area Congress never intended for them to regulate. As Justice Kagan explained it, the agencies were acting outside their delegated “lane, so that it had no viable claim of expertise or experience.”
For example, when the FDA moved to regulate tobacco, the Court intervened because it was quite plain from both statutory structure and history that Congress had never intended the FDA to have that authority. The FDA’s job was to ensure the safety of medical drugs and devices. Tobacco doesn’t heal people; it kills them. Thus, the agency transgressed its authority.
Indeed, one damning piece of evidence was that if the FDA had jurisdiction over tobacco, then the FDCA would have required the FDA to ban tobacco altogether. Congress for decades, though, had clearly indicated tobacco should be legal. The conclusion followed that the FDA had overstepped.
Similarly, in Oregon, the Attorney General was trying to regulate what many considered the practice of medicine. While the Attorney General enjoys rulemaking authority under the CSA, that power did not extend to “declaring illegitimate a medical standard for care and treatment of patients that is specifically authorized under state law.” Regulating medical practice was far outside the Attorney General’s lane, and the enacting Congress never understood itself to be conferring such authority.
The Roberts Court itself recently applied something closer to this “classic” version of the major questions doctrine in Alabama Association of Realtors v. Department of Health and Human Services. The Court there denied the Centers for Disease Control (CDC) authority to impose a moratorium on evictions. While the CDC contended convincingly that halting evictions could help reduce the spread of COVID, the authorizing statute did not give the CDC authority over housing. Housing policy, the Court concluded, is very far from the CDC’s core expertise and jurisdiction.
As the majority pointed out, the statute itself gives the Surgeon General power to “provide for such inspection, fumigation, disinfection, sanitation, [and] pest extermination.” While the statute also empowers the Surgeon General to take “other measures[] as in his judgment may be necessary” “to prevent the introduction, transmission, or spread of communicable diseases,” the litany of particulars indicates that the CDC’s authority primarily involves “identifying, isolating, and destroying the disease itself.” Halting evictions did not resemble anything else within this litany. The majority’s reading basically employed the textual canon noscitur a sociis—it shall be known by its associates. Alabama Association, then, rooted its analysis in the statute itself, concluding that its text foreclosed the agency action. To this extent, Alabama Association more resembles the early major questions doctrine cases.
To be sure, the case also has some new major questions doctrine features. For example, like NFIB and West Virginia, Alabama Association emphasized that the eviction moratorium was an important, “unprecedented” policy that implicated constitutional values. Drawing inspiration from Utility Air Regulatory Group v. EPA, another Roberts Court decision, it also insisted that Congress “speak clearly if it wishes to assign to an agency decisions of vast ‘economic and political significance.’” To that extent, Alabama Association was a hybrid case, incorporating elements of both the early and new major questions doctrines.
By contrast, NFIB and West Virginia are emphatically new major questions cases. Unlike earlier major questions cases like MCI, they do not engage carefully with the statutory texts. Also unlike the earlier cases, they fault the agencies for promulgating policies that fall squarely within their area of expertise. The statute in NFIB empowered OSHA to issue “occupational safety and health standards” to try to ensure healthful working conditions. The Standard at issue did precisely that: it protected workers from the workplace spread of COVID.
Likewise, the EPA’s core function under the Clean Air Act is to regulate sources of air pollution. Power plants are a major source of air pollution; the EPA has been regulating them for decades. The Clean Power Plan was squarely within the EPA’s wheelhouse.
NFIB and West Virginia, then, expanded the major questions doctrine significantly, extending it to cover cases where agencies were acting within their traditional areas of authority. The Court focused primarily on the importance of the agency policies and the lack of specific statutory authorizations to address the precise problems at issue. Whereas the major questions doctrine used to operate as a modest interpretive tool to ensure that agencies did not venture far beyond their delegated spheres of authority, it now functions as a barrier to administrative action even within agencies’ core areas. Under the new major questions doctrine, even when agencies do stay in their lanes, they aren’t allowed to issue “major” policies unless Congress has specifically delegated that authority, which Congress almost never does.
This doctrinal transformation from Brown & Williamson and Oregon, on the one hand, to NFIB and West Virginia, on the other, is significant. In essence, the Court has taken a narrow canon of statutory interpretation and refashioned it into something with far more libertarian bite.
b. Clear Statement Rules
Brnovich did not expressly invoke any of the constitutional canons. To that extent, it may be the most puzzling case here. Constitutional norms obviously drove the majority’s statutory interpretation, and yet it did not even bother justifying its atextual statutory interpretation with reference to the traditional constitutional canons of statutory interpretation.
Had the Court tried to do so, its best bet might have been federalism clear statement rules. As in those cases, the Court was protective of state sovereignty. Nevertheless, Brnovich also goes beyond the clear statement rule cases, which might explain why it didn’t invoke that canon.
The VRA, in fact, did include a clear statement that states cannot enact voting rules that result in disproportionately fewer voting opportunities for racial minorities. The ADEA in Gregory, by contrast, really was not clear as to whether it should apply to state judges. While Gregory’s holding is a plausible interpretation of the ADEA, Brnovich completely rewrote the VRA.
c. The Constitutional Avoidance Canon
The constitutional avoidance canon does not illuminate these recent decisions any better. The avoidance canon, recall, instructs that courts should resolve a statutory ambiguity by selecting the interpretation that avoids an unconstitutional interpretation or a serious constitutional issue. The Court in these cases, however, didn’t really claim to be avoiding a difficult constitutional issue in any of these cases. As noted above, the constitutional arguments against the policies in these cases were weak.
Nor did the Court purport to be choosing between competing plausible interpretations of the text. To the contrary, the Court paid little attention to the statutory texts. The opinions in NFIB, West Virginia, and Brnovich, then, really don’t fit within either the classical or modern constitutional avoidance canon.
4. Constitutional Conceits as Constitutional Foreshadowing
The Court’s recent uses of constitutional conceits are especially aggressive, but they may be instructive about the future of constitutional law. NFIB and West Virginia may signal an impending revival of the nondelegation doctrine. Brnovich could herald the eventual constitutional demise of the VRA or a further narrowing of congressional power. On this account, the canons may foreshadow future constitutional change more than they explain anything about statutory interpretation.
There is historical precedent for the canons serving as constitutional prognosticators. For example, in the 1980s and early 1990s, the Court protected federalism principles primarily through its statutory interpretation. The clear statement rule in cases like Gregory and Atascadero State Hospital v. Scanlon vindicated federalism principles that had not yet prevailed consistently in the Supreme Court. By the early 2000s, though, the Court had substantially revised much constitutional doctrine in areas such as the Commerce Clause, Tenth Amendment, and Eleventh Amendment. By then, it was clear that statutory cases like Atascadero and Gregory had signaled a pending constitutional revolution.
Another more recent example occurred in the context of the VRA. In Northwest Austin Municipal Utility District Number One v. Holder, a utility district sought an exemption from VRA § 5’s preclearance provision. The lower court concluded that the district was not a political subdivision within the terms of the statute. Therefore, it was not statutorily eligible to bailout from the preclearance process.
In its ruling, the Supreme Court expressed constitutional skepticism about preclearance. VRA § 5, it noted, “goes beyond the prohibition of the Fifteenth Amendment by suspending all changes to state election law—however innocuous—until they have been precleared by federal authorities.” In light of these constitutional questions, the Court interpreted the VRA to allow political subunits to bailout out of preclearance requirements. A few years later, the Court in Shelby County struck down the VRA’s coverage formula in its entirety. Northwest Austin foreshadowed Shelby County.
Perhaps something similar is now afoot. The implications could be dramatic. The most extreme approach to the nondelegation doctrine could call into question the constitutionality of the entire administrative state. Even a more limited revival of the nondelegation doctrine would create profound legal instability. Likewise, an entirely state-centric model of elections could effectively nullify the VRA.
If the Court goes down these paths, it might support such constitutional holdings by citing the cases examined here—even though these three cases are conspicuously lacking in constitutional reasoning! Shelby County did exactly that, citing Northwest Austin extensively. Today’s statutory decisions could provide the foundation for tomorrow’s constitutional precedents.
On the other hand, the Court also may feel that significant constitutional changes are unnecessary. After all, the instant statutory decisions accomplish some of what a constitutional revolution could, perhaps obviating the need for future constitutional rulings. It’s also possible only a minority of Justices wish to revive the nondelegation doctrine or bring down the VRA. Only Justice Gorsuch bothered to sketch out a separation-of-powers theory to defend the major questions doctrine in West Virginia, and only one of his colleagues (Justice Alito) actually joined that concurrence. Likewise, the Court’s recent decision in Allen v. Milligan seems to suggest that there are not five votes to invalidate what remains of the VRA, at least in the vote-dilution context. From that perspective, NFIB, West Virginia, and Brnovich might reflect compromise positions that weaken federal authority without completing dismantling existing legal structures.
Of course, numerous factors, such as the Court’s future composition, will affect whether the Court builds on these opinions to create new constitutional law. For the time being, though, constitutional scholars and lawyers would be wise to remember these statutory decisions.
C. Summary: Conceits, Not Canons
The instant cases’ uses of constitutional conceits in statutory interpretation are exceptionally aggressive. Whereas earlier cases sometimes relied on constitutional canons to resolve statutory ambiguities, the instant decisions use constitutional conceits to brush aside clear statutory language. Whereas earlier cases sometimes used the canons to avoid serious constitutional issues, the instant cases gesture towards constitutional conceits without providing constitutional reasoning.
To be sure, the Court’s earlier uses of constitutional canons also invited criticism. Judge Friendly complained that the avoidance canon is “one of those rules that courts apply when they want and conveniently forget when they don’t.” John Manning accused the Court of using clear statement rules to create “constitutional law on the cheap.” Then-Professor Barrett, who as a scholar wrestled thoughtfully with these issues, warned that “those canons that permit a court to qualify clear text run headlong into the obligation of faithful agency and are inconsistent with the constitutional structure.”
The Court, then, has refashioned old canons before, applying them inconsistently and controversially. To that extent, the recent decisions’ use of canons differs from earlier uses more in degree than in kind. The difference in degree, though, reflects an unusually ideological Court determined to reshape American public law and invalidate federal policies it does not like.
IV. Implications and Critiques
A. Legal Critiques
1. Atextual Statutory Interpretation
The Court’s approach in all three cases veered far from the statutes Congress wrote. This is notable in all events but especially given the Justices’ supposed commitments to textualism. By contrast, the atextualism in cases like Gregory reflected the interpretive preferences of an earlier era. While Justice Gorsuch is correct that “our law is full of clear-statement rules,” the use of substantive canons is inconsistent with his stated preferences for textualist statutory interpretation. Indeed, as Professors Eidelson and Stephenson contend, those past judicial past practices “have long operated from premises that textualism repudiates.”
To be sure, good-faith textualists sometimes disagree about how to proceed. Textualism is complicated, requiring numerous analytical steps about which good-faith textualists can differ. The opinions here, though, do not reflect disagreements about how to do textualism as in, say, Bostock. Nor do they apply constitutional canons to resolve statutory ambiguities. To the contrary, they barely wrestled with texts at all.
Decisions like these both undermine the Court’s credibility and render the law even more under-determinate than usual. If judges can interpret statutes merely by gesturing toward vague constitutional notions, they can steer statutory meaning wherever they please. Prominent textualists, in fact, have recognized this problem. Justice Scalia once complained that substantive canons amounted to “dice-loading rules” that were problematic for the “honest textualist.”
Then-Professor Barrett, too, found that substantive canons were in “significant tension” with textualism because they abandon not only the statute’s text “but also the more fundamental textualist insistence that a faithful agent must adhere to the product of the legislative process, not strain its language to account for abstract intention or commonly held social values.” While Professor Barrett did conclude that textualists could still use constitutional canons, she also noted that such canons more appropriately protect “reasonably specific” constitutional values (i.e., state sovereign immunity) as opposed to more amorphous constitutional ideas. Thus, she continued, “a canon designed to protect the constitutional separation of powers . . . is probably stated at too great a level of generality to justify departures from a text’s most natural meaning.”
It’s hard to square the cases here with Professor Barrett’s scholarly analysis. The major questions doctrine purports to protect vague separation-of-powers ideas—just the sort of open-ended constitutional notion that Professor Barrett thought was too general to justify departing from the statutory text. Likewise, the federalism principles underlying Brnovich were amorphous, not specific. The use of the constitutional canons in these cases, then, seem at odds with textualists’ usual jurisprudential commitments.
Moreover, even if we reject the textualist premise that statutory language is the North Star of statutory interpretation, most judges and scholars agree that some textual analysis is a necessary component of the interpretive process. Taking statutory texts seriously means reading narrow statutes narrowly and broad statutes broadly. The majority Justices couldn’t bring themselves to do that—or even really wrestle with the statutory language much at all. In short, these decisions practice bad statutory interpretation.
2. Stealth Constitutional Decisionmaking
They also practice bad constitutional law. Perhaps the constitutional arguments in favor of the Court’s approaches are stronger than I have credited, but it would be hard to know because the Court didn’t show its work. The Court relied on constitutional ideas without providing constitutional analyses.
Nevertheless, even though these weren’t constitutional cases, they do have constitutional implications. Neutering a statute through statutory interpretation has a similar practical effect to striking it down as unconstitutional. While Congress in theory can pass a new statute overriding the Court’s statutory interpretation, in practice Congress is too gridlocked nowadays to respond.
This stealthy constitutional decisionmaking is not new, but in these cases, it was unusually aggressive. When Justices vaguely gesture toward inchoate constitutional conceits to rewrite statutes, constitutional precedent becomes only marginally relevant and constitutional interpretation becomes increasingly indeterminate. By smuggling constitutional conceits into its statutory interpretation, the Court not only rewrote federal statutes but also opened the door to potential massive transformations in constitutional law.
3. Judicial Epistemology, Judicial Politics
In addition to ignoring statutory texts and twisting constitutional principles, the Court facilitated its attack on federal powers by selectively viewing the facts in these cases. Specifically, the Court minimized the problems the government was trying to address and instead emphasized the harms resulting from the policies. That selective treatment of facts not only provided helpful atmospherics for the majority opinions but also facilitated the Court’s conclusion that the statutes did not contemplate the policies at issue.
For example, in the COVID context, the majority focused not on pandemic’s dangers but on the harm suffered by people who get a vaccine they don’t want. The NFIB per curiam opinion emphasized that the policy forced unwilling employees to vaccinate. By sidestepping the argument that unvaccinated workers posed a danger to workplace health, it was easier for the majority to conclude that the vaccine policy fell outside OSHA’s ambit.
Likewise, in West Virginia, the majority downplayed the dangers of climate change. While the majority likely believed the EPA lacked authority under § 111(d) to promulgate the Clean Power Plan regardless of the threat posed by climate change, it was easier for the Court to write the opinion without engaging with those threats. After all, the Clean Air Act empowers the EPA to regulate stationary sources contributing to “air pollution which may reasonably be anticipated to endanger public health or welfare.”
Most egregiously, Brnovich never grappled with important Arizona-specific facts upon which the plaintiffs’ claims rested. Arizona’s law banning most third-party ballot collection imposed serious voting obstacles for rural Native American communities. Many rural indigenous voters in Arizona lack access to post offices and mail service. As a result, the district court noted, “The rate at which registered voters have home mail service is over 350 percent higher for non-Hispanic whites than for Native Americans.” Justice Alito brushed away this crucial factual issue in a footnote, finding these hardships “mitigated” by the amount of time voters have to vote before an election.
Likewise, Arizona’s out-of-precinct policy had a racially disparate impact for reasons the majority ignored. For one, some Arizona counties “moved polling [places] in African American and Hispanic neighborhoods 30% more often than in white ones.” Polling place locations also required minority voters to travel longer average distances than whites to vote. Moreover, minority voters were more likely than whites to be assigned polling locations other than those closest to their homes. The cumulative result was that Arizona’s out-of-precinct policy threw away ballots at eleven times the rate of the next-most-frequent state ballot discarder (Washington)—and racial minorities were more likely to have their ballots thrown away than white voters
The plaintiffs’ case hinged on these facts, but Justice Alito mostly ignored them. Instead of really engaging with these complications, Alito insisted repeatedly that Arizona’s voting rules were inherently benign. He therefore could claim that VRA § 2 was not doing important enough work to merit its intrusion into state sovereignty.
None of this is to argue that there were not facts supporting the majorities’ outcomes. There were—and the Court made use of them. Its selective treatment of key facts, though, helped it construe the statutes stingily.
4. The Passive Virtues and the Aggressive Court
The Court likes to project itself as an impartial, passive institution. Among the Court’s supposed passive virtues is its propensity to avoid unnecessary decisions, but the Court went out of its way to decide West Virginia. The EPA had already abandoned the Clean Power Plan. The Court, in other words, ruled needlessly on a policy that never had been and never would be in effect. While the EPA could have promulgated new emissions limits, the rule against advisory opinions usually means that courts review current policies, not policies government may someday erect.
The Court also need not have decided NFIB. OSHA’s policy was a temporary emergency standard. By statute, it would have expired in a few months anyway. Admittedly, it would have required unwilling employees to get vaccinated in the short term, but it was not an ongoing measure that would have survived the pandemic.
NFIB also came to the Court on an expedited basis. While the Court deserves credit for holding argument and writing opinions in the case, it also treated the case as though it were on the merits docket—even though petitioners sought emergency relief. Though the Court disclaimed any role weighing the costs of compliance against the benefits of the policy, as Steve Vladeck argues, such weighing is precisely judges’ role when parties come to them for emergency relief. Vladeck concludes that the Court here was unusually aggressive in conflating its shadow and merits dockets, using “truncated means of achieving the desired merits result faster, with less transparency, and with less scrutiny than the merits docket . . . .”
It is harder to fault the Court for hearing Brnovich; no justiciability, procedural, or prudential obstacles existed there. That said, the Court’s approach to the VRA was hardly passive. To the contrary, Brnovich appeared to be part of a broader judicial assault on the VRA. Before Brnovich weakened § 2, Shelby County effectively invalidated the Act’s preclearance requirement, “thus nullif[ying] the most important provision ever passed to combat racial vote denial (and racial vote dilution).”
The Court in Shelby County tried to minimize the significance of its decision, offering assurances that its “decision in no way affects the permanent, nationwide ban on racial discrimination in voting found in § 2.” Don’t worry, the majority said, § 2 would continue to protect against racial discrimination in voting . . . but then Brnovich substantially narrowed § 2. So much for the Court’s assurance that the country did not need § 5 because § 2 remained.
Admittedly, the Court abided by the passive virtues in these cases in one important respect: it did not issue sweeping constitutional rulings that would have completely foreclosed future governmental action. As noted above, a major questions holding will usually be substantially narrower than a nondelegation one. Likewise, Brnovich’s statutory narrowing of the VRA did less damage than a decision striking down § 2 would have. The Court certainly could have acted more aggressively than it did.
However, it would be a mistake to conclude that this is a minimalist Court—or even a normal one. While these decisions were not as extreme as they could have been, the Court still did plenty to change the law so that it could undermine national policy. Alexander Bickel famously argued that courts should exercise caution when they strike down public policies because doing so overrides the determinations of officials who are both elected and charged with policymaking authority in our system of separation of powers. The Court in these cases declined to heed this advice, refusing to defer to the government’s policy judgments. Instead, the Court substituted the political branches’ policy determinations with its own. These are not the actions of a Court dedicated to the passive virtues.
B. Political and Policy Implications
1. Neutered Government
Beyond the legal implications, NFIB, West Virginia, and Brnovich also carry important political and policy implications. They make it harder for the federal government to address the nation’s problems. An immediate consequence is that it will be more difficult for the EPA to address climate change and for OSHA to prevent disease in the workplace. Similarly, the Court has effectively left many voting rules with states and localities, even though some of those political entities have a long history of racial discrimination in voting.
To be sure, the decisions don’t eliminate the federal government’s ability to tackle problems as constitutional rulings might have. OSHA, for instance, has a program to protect employees in high-hazard industries from COVID, as well as other potentially relevant policies. The EPA, likewise, has various tools to fight climate change. Moreover, West Virginia distinguished between rules that may cause “an incidental loss of coal’s market share” and ones that “simply announc[e and] . . . then requir[e] plants to reduce operations or subsidize their competitors to get there.” The Court’s point here seems to be that more modest regulations are less vulnerable to major questions doctrine attacks.
Outside the agency context, VRA § 2 is certainly weaker than it was but presumably still applies to the most egregious intentional voting discrimination. It also still applies to redistricting efforts that dilute the voting power of racial minorities. The three cases examined here, then, didn’t entirely kill regulation in these areas.
That said, the implications of these decisions are significant. For one, the Court undermined the policies that the government believed were the most effective mechanisms to address the serious problems at hand. To that extent, the decisions probably exacerbated the pandemic, climate change, and voting discrimination.
They also make it harder for government to address problems at all. NFIB and West Virginia question the legitimacy of agency regulations relying on broad congressional delegations, especially when agencies address particularly important questions. Congress, the Court tells us, should make important policy itself, though it provided scant guidance on how to distinguish between a “major” question and an ordinary one.
Realistically, though, Congress can’t address every important issue that arises. Contemporary partisan gridlock makes it very difficult for Congress to address problems at all. Even in less divisive partisan times, however, Congress needs to delegate to agencies because it can’t possibly oversee all the different policy areas itself. Agencies’ expertise and capacity to gather information are superior to Congress’s. Moreover, Congress knows it cannot foresee new situations and that agencies are far better positioned to adapt policy areas to new facts and unforeseen circumstances.
An administrative state in today’s complex society, then, is all but inevitable. Government cannot really function without one. Nevertheless, as Blake Emerson argues, today’s administrative law developments take steps towards deconstructing the administrative state. As a result, administrative agencies worry that many existing regulations are now vulnerable to challenges on major questions or other grounds. While a major questions doctrine holding, unlike a nondelegation holding, preserves the possibility of future agency action, it also leaves the scope of agency authority quite unsettled. The result is more litigation and legal uncertainty.
In addition to making things harder for regulators, this uncertainty also will make it more difficult for regulated industries to plan. While businesses sometimes favor deregulation, they also prize predictability. Businesses want law to remain stable so that they can organize their practices in compliance with it. These decisions make that harder.
Finally, while the broadest implications of these cases are in the administrative law realm, they extend beyond agencies. In Brnovich, there was no delegation to worry about, and yet the Court’s statutory interpretation was also stingy. Even when Congress chooses not to delegate to agencies, then, the Court might interpret away its work. The cumulative result is that the federal government will have more difficulty addressing serious problems.
2. Conservative Justices and the Republican Party
These decisions assist a broader conservative political movement. Most obviously, Brnovich might make it easier for Republicans to win elections by permitting states to enact restrictive voting laws that make it harder for racial minorities to vote. Those minorities—notwithstanding important exceptions and recent demographic shifts—tend to vote Democratic. State legislatures enacting restrictive voting laws are controlled by Republicans. Such laws plausibly could affect an election’s outcome, at least in swing states.
The cases also help advance conservative ideological goals more generally. Republicans today view skeptically the notion that government—especially the federal government—can ameliorate society’s problems. The decisions, therefore, channel the contemporary Republican Party’s libertarian agenda.
Obviously, a decision like Brnovich that limits the reach of an important federal law serves that libertarian end. The expansion of the major questions doctrine does, too. Republicans recognize that partisan gridlock and congressional vetogates make it hard to pass legislation. Because they understand that the administrative state is often the only realistic way to regulate society’s problems, contemporary conservatives often place administrative agencies in their crosshairs. These attacks on the administrative state take various forms. Some Republican politicians in recent years have called for the elimination of the EPA, IRS, and various cabinet departments. The conservative legal movement supplements these attacks by developing new legal doctrines making it harder for agencies to act. NFIB and West Virginia, then, complement the conservative movement’s broader assault on the administrative state.
Significantly, these decisions are not two-way streets that will also likely threaten Republican policies. Republicans often oppose legislation and regulation (except to cut taxes), so when they control government, they usually erect fewer regulations. As a result, there are fewer Republican national policies for judges to invalidate. Moreover, courts usually don’t strenuously review agency decisions declining to enforce laws. Agencies, therefore, face heightened judicial review when they act, but minimal scrutiny when they don’t. These judicial practices, therefore, create Republican-friendly legal structures.
The Justices themselves would likely disagree with charges of partisan bias. Several, indeed, have recently publicly denounced such criticisms. They presumably do so earnestly; I doubt most believe themselves to be political actors.
Nevertheless, most of today’s Republican-appointed Justices came of age in the law when the Federalist Society dominated conservative legal thought. The Federalist Society helped inculcate their approach to the law. It refined legal arguments that would further conservative political goals. By any measure, the Federalist Society has been extraordinarily successful at reshaping American legal debate, laying the legal groundwork for conservative political ideology.
All the conservative Justices inhabited this world during their impressive careers, and Justices Gorsuch, Kavanaugh, and Barrett came of legal age in it. The Federalist Society, indeed, helped secure their nominations and confirmations. It’s no surprise that these conservative Justices are now writing these conservative ideas into law. Whether or not the Justices consciously try to vindicate Republican Party goals, conservative ideology defines their legal visions.
3. The Court’s Eroding Reputation
The neat alignment between the Court’s recent rulings and Republican Party priorities raises serious questions about the Court’s legitimacy. The Court’s use of constitutional conceits looks like a judicial power grab displacing the political branches’ policies. The more the Court aggrandizes itself, though, the more its reputation suffers.
Political scientists have argued for decades that political preferences drive Supreme Court decisionmaking. The Court’s work is inevitably intertwined with politics. Hot-button constitutional cases, in particular, almost necessarily fan political flames.
In some respects, though, cases like those here do even more to feed the narrative that the Justices do politics, not law. Constitutional cases often involve broad principles and under-determinate constitutional language that will inevitably divide both judges and the public. We are, quite simply, used to judges drawing on their own values to interpret the Constitution.
By contrast, statutory cases usually present reasonably detailed legal texts for the Court to interpret. When the Court pays little attention to those texts, it is especially vulnerable to criticism, especially when the Court’s own Justices have told us for years that the text is the law. This atextual statutory interpretation is even worse when the Court relies on constitutional conceits without providing constitutional reasoning; ignores crucial facts; departs from the passive virtues; and furthers the political objectives of the party that appointed the majority of Justices. In such circumstances, reasonable people might think something other than law is driving outcomes.
It’s important not to overstate the critique. As this Article went to press, the Court issued some decisions that surprised observers because they rejected conservative arguments. Commentators also have pointed to disagreements among the Republican-appointed Justices to point out that political ideology doesn’t always guide the Court’s decisionmaking. Chief Justice Roberts was in the majority in each of the three cases examined here, but, concerned about the Court’s institutional reputation, he sometimes resists pushing the law too far too fast. That said, all six conservative Justices joined NFIB, West Virginia, and Brnovich, and in those cases the alignment between the conservative Justices’ likely political priors and their decisions was especially close.
The Justices themselves are playing defense against such charges. Chief Justice Roberts recently asserted that “simply because people disagree with opinions, is not a basis for questioning the legitimacy of the court.” Justice Barrett, appearing alongside Senator Mitch McConnell, too insisted that the Court is not partisan. Justice Alito angrily denounced critics who questioned the Court’s legitimacy, including implicitly his own colleague, Justice Kagan. While Justice Alito acknowledged that people are always going to criticize Supreme Court decisions, he denounced critics who “say that the court is exhibiting a lack of integrity.” “Someone also crosses an important line when they say that the court is acting in a way that is illegitimate. I don’t think anybody in a position of authority should make that claim lightly.” Even Justice Breyer, who dissented in each of these cases, recently argued that the Court is doing something quite different from politics.
The Justices’ protests are falling on deaf ears. The American public increasingly sees the Court as a partisan institution. The Supreme Court’s approval ratings, in fact, have recently reached historic lows, deepening the perception that what the Court does isn’t really law.
Conclusion
Notwithstanding their professed commitments to textualism, the conservative Justices in these cases interpreted the statute with little attention to the actual texts. Instead, the Court reinterpreted the relevant statutes in light of constitutional conceits—that is, according to their own constitutional sensibilities. While federal statutes must comply with the Constitution, the laws in question did not violate constitutional doctrine. Nevertheless, amorphous constitutional concerns drove the Court’s statutory interpretation. These cases find their closest analogue in other cases applying Constitution-based canons of statutory interpretation, but these cases push those canons into new territory.
The Supreme Court’s practices in these cases exacerbate the growing sentiment that it is a partisan institution. The conservative Justices themselves vigorously dispute these charges, and it is true that the decisions were not as extreme as they could have been. However, when the Court departs so much from statutory texts and constitutional doctrine, it invites the attack that what it is doing is no longer really law.