I. The ESA–FIFRA Dilemma
One of the main issues contributing to rising tensions between the EPA and environmental groups is that, for decades, the EPA failed to conduct section 7 consultations under the ESA when registering potentially jeopardizing pesticides under FIFRA.
A. The Endangered Species Act
Congress passed the ESA in 1973 intending to “halt and reverse the trend toward species extinction, whatever the cost.” Two main purposes of the ESA are to: (1) “provide a means whereby the ecosystems upon which endangered species and threatened species depend may be conserved,” and (2) “provide a program for conservation of such endangered and threatened species.” The FWS and the NMFS (collectively the Services) primarily administer the ESA, which currently protects over 1,300 species.
The ESA requires all federal agencies to consult with the Services to ensure that federal actions are “not likely to jeopardize the continued existence of any endangered or threatened species or result in the destruction or adverse modification of habitat of such species . . . .” This process is commonly referred to as a section 7 consultation. First, the action agency and the Services begin an informal consultation to determine if the Action will affect any species or critical habitat. This informal consultation ends with the agency producing a biological assessment to determine if the agency’s Action will or will not adversely affect a listed species. Upon determination that the Action will affect a protected species or critical habitat, the agency and the Services enter into formal consultation.
Upon receiving the biological assessment, the Services must conduct a formal assessment to determine whether the proposed Action will jeopardize any endangered or threatened species. Due to legal challenges and controversy over how to interpret the “jeopardy standard,” the Services created a nine-step consultation framework to ensure that the process is “transparent, replicable, and supported by a complete series of well-reasoned arguments.”
The first step is to “[i]dentify the Action.” After the Services identify and properly describe the federal Action, they must “deconstruct” the Action in step two. Deconstructing the Action allows the Services to better understand the environmental stressors and environmental subsidies that can result from the Action. Through deconstruction, the Services describe four features of the Action: (1) the “specific physical, chemical, and biotic phenomena . . . that are likely to result;” (2) how intense the stressors are in the environment; (3) the “spatial distribution of th[os]e stressors;” and (4) the “temporal distribution of the stressors at particular intensities.”
Step three requires the Services to identify the area where the Action would have its direct or indirect effects. Because the environment changes constantly, the Services monitor the stressors as they move across lands and waters over time. Step four requires the Services to assess how threatened and endangered species will come into contact with the stressors that result from the Action. This exposure analysis relies heavily on biologists’ knowledge of the species’ developmental patterns, the species’ distribution, the species’ ecological relationships to determine the exposure, and the impact to the species. If the Services determine that the species would be exposed to a stressor created by the Action, step five analyzes the species’ response. Steps six and seven further this analysis by working to understand how the stressors may affect individuals and the population as a whole. Step eight examines the risk to the species as a whole, and Services’ biologists conclude whether the Action would jeopardize the continued existence of the threatened or endangered species during step nine.
After concluding the formal consultation, the Services prepare and release a biological opinion that states whether the Action will jeopardize any protected species or critical habitats. Within the biological opinion, the appropriate Secretary “must suggest any reasonable and prudent alternatives” that minimize the harm to the species. With respect to biological opinions produced as a response to pesticide use, four final biological opinions under NMFS have resulted in jeopardy determinations for Pacific salmonoids. Section 7 consultations ensure that federal agency actions do not impact endangered species, but the EPA has only met its ESA section 7 obligations under FIFRA when faced with court orders or threats of litigation.
B. The Federal Insecticide, Fungicide, and Rodenticide Act
Generally, under FIFRA, the EPA must “regulate the sale and use of pesticides in the United States through [the] registration and labeling” of pesticide products. An unregistered pesticide cannot be sold or distributed within the United States. Several sections of FIFRA note that the EPA may regulate and approve pesticides if it can be demonstrated that the pesticide will not have an unreasonable adverse effect on the environment. An unreasonable adverse effect on the environment is defined as “any unreasonable risk to man or the environment, taking into account the economic, social, and environmental costs and benefits of the use of any pesticide . . . .” The Biological and Economic Analysis Division of the EPA conducts this balancing test to compare the economic and social benefits to the risks to human health, animals, and the environment. Benefits that may be weighed include the prevention of “negative impacts to public health, industry, or agriculture.”
1. Pesticide Registration
The EPA may register a pesticide if it meets four criteria: “(1) its labeling complies with FIFRA’s requirements; (2) the composition claims are warranted; (3) the pesticide will perform its intended function; and (4) the pesticide will not cause unreasonable adverse effects on the environment.” FIFRA requires the EPA to review each registered pesticide every fifteen years to ensure that the pesticide meets current scientific and regulatory standards. This fifteen-year review “ensure[s] that each pesticide can carry out its intended function(s) without creating unreasonable adverse effects to human health or the environment” in the process. The EPA must initiate the registration review process by creating a public docket open for public comment. Within the docket, the Preliminary Work Plan summarizes the “information [the] EPA has on the pesticide and the anticipated path forward.” Once the Preliminary Work Plan is released, a sixty-day public comment period begins and will be used to update the Final Work Plan, already present within the docket.
If the EPA requires more data on the pesticide, it issues a Data-Call In notice to the registrant under FIFRA § 3(c)(2)(B) and incorporates all collected data into the Draft Risk Assessment. If the Draft Risk Assessment identifies ecological risks, the EPA initiates a formal ESA section 7 consultation. Upon completion of the ESA consultation, the EPA edits the Proposed Interim Decision to include any changes to use or labeling, any additional data requirements, and the deadlines for any required actions. The EPA publishes the Proposed Interim Decision in the public docket for an additional sixty-day comment period.
The EPA issues an Interim Decision after considering the comments on the Proposed Interim Decision. The Interim Decision may “require new or impose interim risk mitigation measures; identify data or information needed to complete the review . . . ; and require within 60-days of the ID [Interim Decision] publication the submission of updated pesticide labels.” Finally, the EPA issues its Final Decision after completing the listed species assessment and any necessary ESA section 7 consultations with the Services.
2. Pesticide Cancellation
FIFRA gives the EPA authority to cancel pesticides due to ecological harm, but the EPA must decide that the risks of the pesticide use outweigh the benefits. Though not statutorily required, the EPA “typically solicits input from stakeholders and the public relating to risks, benefits, and possible risk-mitigation options before initiating [the] cancellation action.” If the EPA determines that a pesticide no longer complies with the provisions of FIFRA, it may issue a notice of intent to either: (1) cancel the registration with reasons for the action, or (2) hold a hearing to determine whether the registration should be canceled.
Sixty days prior to releasing the notice to the registrant and the public, FIFRA requires that the EPA send the Secretary of Agriculture a copy of the notice and an agricultural economy impact analysis based on the pesticide cancellation. If the Secretary of Agriculture comments within thirty days, then the EPA’s Administrator shall publish the notice and Secretary of Agriculture’s comments in the Federal Register alongside an analysis on the impacts to “production and prices of agricultural commodities, [and] retail food prices . . . .” Additionally, FIFRA requires the EPA to consider use restrictions of the pesticide as an alternative to cancellation and explain any restrictions when submitting the final agency action. The proposed cancellation becomes final within thirty days from the registrant receiving it or publication, unless (1) “the registrant makes the necessary corrections, if possible, or (2) a request for a hearing is made by a person adversely affected by the notice.”
C. The Main Conflict
At their cores, the ESA and FIFRA deal with different areas of regulation: the ESA establishes protections for endangered and vulnerable species, while FIFRA regulates the registration of pesticides used to kill unwanted pests. One of the biggest differences between the ESA and FIFRA is the balancing of economic and environmental interests. The ESA does not impose a balancing test between the economic and environmental benefits because it simply aims to preserve species. The balancing test is essential to FIFRA’s functionality, but historically the EPA has not properly analyzed the environmental risks, making the scale unbalanced.
Influences from pesticide manufacturers add weight to the economic side of the scale. Because FIFRA requires pesticide manufacturers to complete numerous tests and registration requirements, the EPA’s employees are more likely to be pressured by the chemical manufacturers who “spend tens of millions of dollars on lobbying each year.” Even more concerning is that the pesticide manufacturing companies also commonly employ former EPA scientists after they leave the EPA, creating a revolving door between industry and the agency.
These industry influences may explain why the EPA has become more hesitant to ban pesticides. Since the EPA’s founding in 1970, it has removed thirty-seven pesticides from the market, but from 2010 to 2020, it has only removed one. The EPA’s hesitancy to remove pesticides from the market permits continuous harm to humans, protected species, and the environment.
II. The EPA’s Response to Increased Litigation
In recent years, environmental organizations such as the Center for Biological Diversity and the Natural Resources Defense Council have sued the EPA more than twenty times, challenging the registration of over 1,000 pesticide products for failure to meet ESA obligations. As a response to the pressure to improve ESA–FIFRA consultations, the EPA released a workplan to balance wildlife protection and responsible pesticide use moving forward.
A. Main Takeaways from the EPA’s Workplans
As part of the EPA’s response, it acknowledged its past failures to consider endangered species when conducting pesticide registration and noted some challenges that hindered its ability to do so. Budgetary and staffing constraints present some of the main challenges to the Pesticide Program. Because the EPA’s “Pesticide Program staffing is roughly at the [fiscal year (FY)] 2013 level,” it is difficult to keep up with the growing FIFRA obligations. But, in response to the demand for ESA consultations during FIFRA registrations, the President’s proposed budget for FY 2023 includes a $4.9 million budgetary increase and ten additional full-time employees.
The EPA presented four strategies to balance its ESA and FIFRA obligations. The EPA’s first strategy targets meeting the ESA obligations for FIFRA actions under the existing and future court-enforceable deadlines. Currently, the EPA’s court-enforceable deadlines, ongoing litigation, and settlements have resulted in the EPA needing to complete ESA reviews for over fifty pesticides. The EPA predicts this will fill the Agency’s ESA workload beyond 2030. Though under this strategy, the EPA will not issue registrations for new active ingredients without “first making ESA assessments . . . , implementing needed mitigation, and initiating consultation with the Service(s) if necessary.” Within the Workplan, the EPA noted that it plans to meet its ESA obligations for the pesticide registration cases that are not on court-ordered deadlines. Due to the large number of pesticides not under court-ordered deadlines, the EPA noted that it “will begin developing a plan on when and how to make” ESA determinations, without offering any further details on a timeline. Also under the first strategy, the EPA plans to develop ESA assessment methods for antimicrobial and biopesticides, as the ESA–FIFRA assessment methods were originally produced only for conventional pesticides.
The EPA’s second strategy aims to improve its approach to ESA mitigation. The first goal of this strategy is for the EPA to “[i]dentify and incorporate early mitigation for vulnerable ESA species.” The second goal is for the EPA to offer pesticide users and registrants more ESA mitigation measures in two ways. First, the EPA plans to engage with stakeholders to develop suitable ESA mitigation measures earlier in the FIFRA process. Second, the EPA will “creat[e] a menu of mitigation that users or registrants can select from . . . .” Pursuant to creating these mitigation measures, the EPA will establish a Federal Mitigation Pilot Project. The EPA’s second strategy will also focus on adopting mitigation measures for all protected species, specifically those on the brink of a jeopardy determination.
The EPA’s Workplan Update expanded on the second goal. In order to improve its ESA mitigation measures, whenever a pesticide poses an ecological risk, the Interim Decision that the EPA issues will include “interim mitigation measures” that help to protect nontarget species from potential pesticide risks. The EPA has divided the potential mitigation measures into “[m]itigation to meet FIFRA obligations” and “[m]itigation to meet ESA obligations.” Some of the FIFRA interim ecological mitigation measures include creating conservation buffers and spray drift buffers between aquatic habitats and conservation areas. The mitigation measures to meet ESA obligations include utilizing the pilot projects and geographic-specific restrictions.
The EPA’s third strategy focuses on improving the interagency consultation process, especially with the Services. Lastly, the fourth strategy plans to improve stakeholder engagement by ensuring that the EPA collects all the necessary data from registrants before the ESA assessment begins. The EPA also aims to improve the consultation process with growers and nonagricultural organizations, including “environmental, tribal, and public interest organizations, as well as organizations that represent pesticide users . . . .”
B. Pilot Programs
The EPA frequently establishes pilot programs to “test the waters” on a project. Within the workplan, the EPA included two pilot projects to identify mitigation measures for protected species: the Federal Mitigation Pilot Project and the Vulnerable Species Pilot Project.
1. Federal Mitigation Pilot Project
The Federal Mitigation Pilot Project aims to “help federal agencies and stakeholders gain a common understanding of how to reduce exposures to listed species from pesticides by implementing feasible mitigations earlier in the FIFRA registration . . . .” This pilot project promotes interagency cooperation between the EPA, FWS, NMFS, and the USDA. The Services will choose twenty species that are especially vulnerable to pesticides, and the EPA will choose a herbicide, an insecticide, and a fungicide that currently comes into contact with the selected species. The Services choose only species that are vulnerable or at risk for a future jeopardy determination. Additionally, the Services choose certain species for their various habitats and potential exposure to the selected pesticides in different ways.
For each of the pilot species, the EPA, FWS, NMFS, and USDA will develop an initial list of “suitable mitigation measures” that aim to reduce the likelihood of a future jeopardy determination or an adverse effect on the species’ habitats. When creating these mitigation measures, the Services take into account potential effective offsets, any priority areas, the longevity of the mitigations, and the impact on pesticide users’ current pest control practices. The EPA aims to use the pilot project to incorporate the new mitigation measures into the registration review of chemicals that also overlap with other vulnerable species. The EPA hopes the project “will provide additional insight on opportunities to engage pesticide users and registrants on mitigation earlier . . . .”
As of November 2022, the EPA, FWS, NMFS, and USDA have discussed “practical, flexible, feasible, and effective measures” to reduce the pilot species’ pesticide exposure. Originally, the EPA planned to reach out to states, pesticide users, registrants, and conservation organizations to discuss the proposed mitigation measures but determined that there were sufficient opportunities for public comment relating to how the “EPA is implementing the workplan . . . through calendar year 2022” and that further discussions were unnecessary.
2. Vulnerable Species Pilot Project
The goal of the Vulnerable Species Pilot Project is to identify species that may have medium- or high-vulnerability to pesticides. The EPA chose species for this pilot project that the FWS identified as vulnerable to pesticides through published biological opinions. The twenty-seven selected pilot species have limited ranges and their habitats overlap, allowing the agencies to test pesticide applications in one location that may affect several species. Potential mitigation measures to be tested include actions such as the “use of equipment or practices that reduce spray drift,” implementing no-spray buffers, and enhancing the pesticide’s warning labels. Additionally, the agencies are considering prohibiting pesticide applications within critical habitat designations.
Looking forward, the EPA “plans to conduct public outreach on the mitigation measures identified for the . . . species in the Vulnerable Species Pilot” by summer 2023. Also in 2023, the EPA plans to expand the Vulnerable Species Pilot project to include more species based on the information gained from the original species. A final determination about how the project could be expanded is expected in 2024.
III. Recommendations
A. Expand the Pilot Project Initiative to Focus on Cumulative Impacts
The EPA should create a pilot project to determine if the cumulative effects of multiple pesticides could jeopardize the existence of any protected species. Although the two pilot projects focus on developing important mitigation measures for particularly vulnerable species, neither project looks at how multiple pesticides could together impact those species. FIFRA empowers the EPA to undertake any necessary research to carry out the purposes of the statute; this includes the creation of research pilot projects. The EPA has successfully studied the impacts of individual pesticides on a species, but there is less research surrounding the cumulative impacts of multiple pesticides on a species. The EPA acknowledged this potential harm with respect to humans when it created a framework for a pesticide “cumulative risk assessment.” But the EPA has not taken the same step forward regarding endangered species.
First, total pesticide use within the United States must be quantified and mapped. To aid in the development of this pilot project, the EPA should use its own interactive webpage titled “Bulletins Live!” to map out the various “pesticide use limitations for the protection of threatened and endangered (listed) species and their designated critical habitat.” The United States Geological Survey (USGS) also created pesticide usage maps for numerous pesticides beginning in 1992 and spanning through 2019. Because the USGS pesticide map stopped in 2019, the Department of the Interior should authorize USGS to continue mapping pesticide use; the Department could alternatively give the EPA any unpublished data, should it exist. Additionally, the FWS mapped the critical habitats of protected species under the ESA. Once the EPA gains access to this information, it could move forward in two different ways.
First, the EPA could undertake a species-by-species analysis. Using the two pilot projects as models, the EPA, FWS, and NMFS should choose between five to ten pilot species that are particularly vulnerable to pesticides and have a wide range of habitats. After determining the pilot species, the EPA should utilize the FWS mapping tool to determine the designated habitat ranges where the pilot species would be found. Then, the EPA should compile a list of the herbicides, fungicides, and insecticides that are used within those habitats.
By better understanding both the number and volume of pesticides used within these habitats, scientists can determine how those pesticides may interact with one another. The information gained from studying the cumulative pesticide impact would better inform mitigation measures, one of the EPA’s key goals in approaching the ESA–FIFRA conflict. The result of this pilot project would inform the EPA on the proper use restrictions of pesticides and whether the cumulative impact of pesticides is likely to jeopardize any endangered species.
Second, the EPA could establish a cumulative pesticide pilot project based on geographic range. This should be done on a state-by-state basis. For the purposes of the pilot project, the Services and the EPA should choose a small number of states where pesticide use is especially heavy. Once the EPA selects the states, the EPA and the Services should analyze the locations that each state has designated as critical habitat, using the FWS mapping tool. Once the agencies have determined the critical habitats, the mapping tools provided by USGS and the EPA’s Bulletins Live! should be combined to determine if any protected species or critical habitats are being impacted by multiple pesticides. Within the ESA Workplan Update, the EPA chose Hawaii as a starting point due to its high level of biodiversity and isolated nature. But the EPA plans to evaluate “Hawaii as a whole rather than pesticide-by-pesticide or species-by-species.” Though the EPA plans to utilize the state-by-state approach when evaluating Hawaii, there remains no mention of assessing the cumulative impacts of multiple pesticides on the species within Hawaii.
Under the Administrative Procedure Act § 704, agency actions may only be challenged if they are final. Pilot projects are flexible and can be changed by the EPA based on changing needs or information. Due to these qualities, pilot projects are not considered final agency actions and thus, cannot be challenged in court. Due to this flexibility, the EPA should begin with small numbers of species and states to better determine how many pesticides a cumulative impact study would take into account and how many species may be jeopardized.
The funding for this pilot project should come from the $4.9 million increase for FY 2023 that the EPA received for “conducting risk assessments and making risk management decisions.” This pilot program would qualify for funding because researching and developing mitigation measures that ensure cumulative pesticide impacts do not adversely affect protected species could be characterized as a risk assessment.
B. Immediately Cancel or Suspend the Use of Sulfoxaflor
Under FIFRA, the EPA Administrator may cancel pesticides that cause unreasonable adverse effects on the environment. The EPA should utilize its authority under FIFRA to stop the sale of sulfoxaflor insecticides due to the finding that sulfoxaflor can inflict harm on 120 endangered species and thirty-two critical habitats. California has already banned sulfoxaflor, but the EPA should not wait for individual state actions and should ban the insecticide altogether. Because the draft biological opinion showed a potential jeopardy finding, and because it is not required by statute, the EPA should skip solicitation from stakeholders and the public related to the risks and benefits of canceling the registration. The EPA likely already knows what is at stake with respect to this insecticide due to the ongoing litigation and the biological opinion research. Therefore, the EPA should immediately file a notice of intent to cancel sulfoxaflor.
Alternatively, the EPA could file an emergency order that immediately suspends the registration of sulfoxaflor, making sulfoxaflor unavailable during the 180-day period while the EPA makes an ESA determination. The draft biological opinion’s jeopardy determination should be considered an emergency under the circumstances and, thus, give the EPA Administrator the power to immediately suspend the registration without filing a notice of intent to cancel beforehand. The suspension would provide immediate relief and protection to those species found in potential jeopardy while the Agency develops the final biological opinion with proper mitigation measures.
Conclusion
The EPA must balance its obligations under the ESA and FIFRA more effectively. The EPA cannot continue to only meet its ESA obligations 5% of the time when registering pesticides. The EPA’s new workplan takes a step in the right direction as it prioritizes the safety of endangered species and is creative in finding new ways to develop mitigation measures to meet the EPA’s obligations. Pushing the workplan further would require the mention of suspension or cancellation of harmful pesticides, which is something that a captured EPA may not be inclined to take on. The use of pilot programs to create a “menu” of mitigation measures is an encouraging step, but the avoidance of attempting to research the cumulative impacts of multiple pesticides keeps endangered species at risk, and these risks must be taken into account. The EPA should continually work to find a balance between protecting endangered species and responsibly using pesticides.