Feb

26

Resales of Restricted Securities

1 PM EST

This CLE webinar will examine the existing regulatory framework around "restricted securities," and the avenues available for their sale, including the Rule 144 safe harbor and other exemptions. The program will address the role of intermediaries in facilitating these transactions and interesting issues involving resales of shares in pre-IPO "unicorn" companies. The panel will also discuss the contractual restrictions that issuers often place on the transfer of restricted securities and opinion considerations.

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2022

1.50 total credit hours including

Substantive Law

Status:

Available for credit

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

2.00 total credit hours including

General

Status:

Applied for

2.00 credit hours

Available until:

12/30/2023

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2024

2.00 total credit hours including

General

Status:

Self apply

2.00 credit hours

Available until:

08/25/2022

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2026

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2022

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2022

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

06/30/2021

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2024

1.80 total credit hours including

General

Status:

Self apply

1.80 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2024

1.80 total credit hours including

General

Status:

Applied for

1.80 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

02/25/2024

1.80 total credit hours including

General

Status:

Reciprocity

1.80 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2026

1.50 total credit hours including

Areas of Professional Practice

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

12/31/2021

2.00 total credit hours including

General

Status:

Applied for

2.00 credit hours

Available until:

02/25/2024

1.50 total credit hours including

Substantive

Status:

Available for credit

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2023

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

10/31/2021

1.50 total credit hours including

Law & Legal Procedure

Status:

Applied for

1.50 credit hours

Available until:

02/25/2026

1.80 total credit hours including

General

Status:

Applied for

1.80 credit hours

Available until:

02/25/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

02/25/2022

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

02/25/2024

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Resales of Restricted Securities

Duration

90

Format

Web

Date

Feb 26, 2021

2021-02-26T13:00:00-05:00 2021-02-26T14:30:00-05:00 Resales of Restricted Securities This CLE webinar will examine the existing regulatory framework around "restricted securities," and the avenues available for their sale, including the Rule 144 safe harbor and other exemptions. The program will address the role of intermediaries in facilitating these transactions and interesting issues involving resales of shares in pre-IPO "unicorn" companies. The panel will also discuss the contractual restrictions that issuers often place on the transfer of restricted securities and opinion considerations.

C Bahn

Hogan Lovells

Gary Ross

Ross Law Group, PLLC

Jay Knight

Bass Berry & Sims PLC

Linda Lerner

Business Law Section

Jay H Knight

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