Mar

    Protecting Seniors and Other Vulnerable Investors: Developments in the Law and Regulatory Initiatives [CC]

    11 AM EDT

    Due to the rapid aging of the U.S. population in general and investors in particular, issues relating to diminished capacity and vulnerable investors are a main focus of regulators and securities firms.

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    The panel will analyze recent developments in the law and state regulations governing the handling of accounts held by seniors and vulnerable investors as well as the challenges faced by securities firms in minimizing the exploitation of senior investors and clients with diminished capacity. The panel will also discuss the latest regulatory initiatives to provide protection to senior clients in the security industry and latest trends in report and hold laws in state legislatures.

    Event Details

    Duration

    60

    Format

    Web

    Date

    Mar 10, 2020

    2020-03-10T11:00:00-04:00 2020-03-10T12:00:00-04:00 Protecting Seniors and Other Vulnerable Investors: Developments in the Law and Regulatory Initiatives [CC] Due to the rapid aging of the U.S. population in general and investors in particular, issues relating to diminished capacity and vulnerable investors are a main focus of regulators and securities firms.

    Sponsors

    Section of Litigation

    Panelists

    Melissa Acayan

    Richard Szuch

    Moderators

    MCLE Information

    The ABA will seek 1.00 general CLE credit hours in 60-minute-hour states, and 1.20 general CLE credit hours in 50-minute states. Credit hours are estimated and are subject to each state’s approval and credit rounding rules.

    View - MCLE Details

    Deaf/Hard of Hearing Attendees

    CART (Communication Access Realtime Translation) service provides instant accessibility for the deaf and hard of hearing by delivering the spoken word as a realtime stream of text. CART service for this program is firewall-friendly and works in almost any network environment with Internet access, and is compatible with all major web browsers.

    Read more about - Webinar Features

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