Feb

    Third Annual Current Issues in FINRA Arbitration and Enforcement Regional CLE Program

    Bressler Amery & Ross PC, 8:30 AM EST

    This program will cover foremost topics of interest to attorneys practicing before the Financial Industry Regulatory Authority.

    Select your state to learn more about the credit details and status of CLE application.

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Available for credit

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Available for credit

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2021

    3.00 total credit hours including

    • Substantive Law

      Status:

      Available for credit

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.50 total credit hours including

    • General

      Status:

      Applied for

      3.50 credit hours

      Available until:

      12/30/2022

    3.00 total credit hours including

    • General

      Status:

      Available for credit

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Self apply

      3.00 credit hours

      Available until:

      02/19/2023

    3.50 total credit hours including

    • General

      Status:

      Applied for

      3.50 credit hours

      Available until:

      08/19/2021

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2025

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2021

    3.50 total credit hours including

    • General

      Status:

      Applied for

      3.50 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Self apply

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Self apply

      3.00 credit hours

      Available until:

      02/19/2023

    3.60 total credit hours including

    • General

      Status:

      Self apply

      3.60 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.60 total credit hours including

    • General

      Status:

      Approved

      3.60 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Self apply

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Available for credit

      3.00 credit hours

      Available until:

      02/19/2023

    3.60 total credit hours including

    • General

      Status:

      Reciprocity

      3.60 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2025

    3.50 total credit hours including

    • Areas of Professional Practice

      Status:

      Approved

      3.50 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.50 total credit hours including

    • General

      Status:

      Applied for

      3.50 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • Substantive

      Status:

      Available for credit

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2022

    3.00 total credit hours including

    • General

      Status:

      Available for credit

      3.00 credit hours

      Available until:

      02/19/2023

    3.50 total credit hours including

    • General

      Status:

      Approved

      3.50 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Self apply

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2021

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Approved

      3.00 credit hours

      Available until:

      02/19/2023

    3.00 total credit hours including

    • General

      Status:

      Applied for

      3.00 credit hours

      Available until:

      10/30/2022

    3.00 total credit hours including

    • Law & Legal Procedure

      Status:

      Applied for

      3.00 credit hours

      Available until:

      02/19/2025

    3.60 total credit hours including

    • General

      Status:

      Approved

      3.60 credit hours

      Available until:

      02/19/2023

    3.50 total credit hours including

    • General

      Status:

      Approved

      3.50 credit hours

      Available until:

      02/19/2021

    3.00 total credit hours including

    • General

      Status:

      Applied for upon completion

      3.00 credit hours

      Available until:

      02/19/2023

    $175
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    $75
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    The Securities Litigation Committee of the ABA Section of Litigation is pleased to sponsor this three-panel program on leading topics of interest including FINRA's examination findings and priorities for 2020. Next up is a deep dive into financial elder abuse and related concerns; a topic of great concern to regulators, litigators, and the public.

    We will conclude with an in depth look at compliance issues facing in-house counsel and compliance officers. These panels will address issues and concerns from multiple viewpoints including perspectives from in-house counsel, regulators, and counsel for claimants and respondents.

    Event Details

    Format

    In-Person

    Date

    Feb 20, 2020

    2020-02-20T08:30:00-05:00 2020-02-20T11:00:00-05:00 Third Annual Current Issues in FINRA Arbitration and Enforcement Regional CLE Program

    This program will cover foremost topics of interest to attorneys practicing before the Financial Industry Regulatory Authority.

    Bressler Amery & Ross PC

    Sponsors

    Section of Litigation

    Download the Brochure

    Third Annual Current Issues in FINRA Arbitration and Enforcement Regional CLE Program – Presented by the Section of Litigation Securities Litigation Committee

    Download the - Brochure

    Sponsorship Opportunities

    Section of Litigation Sponsorship Details

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