Feb

    Second Annual Current Issues in FINRA Regional CLE Program

    Carlton Fields Jorden Burt PA, 1 PM EST

    The Securities Litigation Committee of the ABA Section of Litigation is pleased to sponsor this program in Tampa, FL on February 22, 2019. This three-panel program will focus on leading topics of interest to attorneys practicing before the Financial Industry Regulatory Authority.

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    The Securities Litigation Committee of the ABA Section of Litigation is pleased to sponsor this program on leading topics of interest to attorneys practicing before the Financial Industry Regulatory Authority. This three-panel program will address senior investor concerns from regulatory and litigation viewpoints, cybersecurity and data safeguarding for broker-dealers and investment advisers, and issues in responding to regulatory inquiries and investigations.

    Event Details

    Format

    In-Person

    Date

    Feb 22, 2019

    2019-02-22T13:00:00.000Z 2019-02-22T16:30:00.000Z Second Annual Current Issues in FINRA Regional CLE Program

    The Securities Litigation Committee of the ABA Section of Litigation is pleased to sponsor this program in Tampa, FL on February 22, 2019. This three-panel program will focus on leading topics of interest to attorneys practicing before the Financial Industry Regulatory Authority.

    Carlton Fields Jorden Burt PA

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