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The Discerning Investor: Personal Portfolio Management in Retirement for Lawyers (and Their Clients)
Recognize and Avoid Conflicts of Interest Before Referring a Financial Adviser to Clients [CC]
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Recognize and Avoid Conflicts of Interest Before Referring a Financial Adviser to Clients [CC]
In this program, attendees will understand the conflicts of interest embedded in financial services. Specifically, how these conflicts affect your clients. Attendees will learn how to properly do due diligence before referring a client to a financial services provider.
Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Available for credit
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Available for credit
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
Substantive Law
Status:
Available for credit
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Available for credit
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Self apply
1.00 credit hours
Available until:
11/15/2027
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Self apply
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.20 total credit hours including
-
General
Status:
Available for credit
1.20 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Self apply
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Self apply
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2025
1.00 total credit hours including
-
General
Status:
Available for credit
1.00 credit hours
Available until:
11/15/2025
1.20 total credit hours including
-
General
Status:
Reciprocity
1.20 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2027
1.00 total credit hours including
-
Areas of Professional Practice
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
Substantive
Status:
Available for credit
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Available for credit
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Self apply
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
10/31/2024
1.00 total credit hours including
-
General
Status:
Applied for
1.00 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
11/15/2025
1.20 total credit hours including
-
General
Status:
Approved
1.20 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
10/31/2024
1.00 total credit hours including
-
Law & Legal Procedure
Status:
Approved
1.00 credit hours
Available until:
11/15/2027
1.20 total credit hours including
-
General
Status:
Applied for
1.20 credit hours
Available until:
11/15/2025
1.00 total credit hours including
-
General
Status:
Self apply
1.00 credit hours
Available until:
11/15/2025
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Closed Captioned.
This program will help attendees understand the conflicts of interest embedded in financial services, as well as why that's important in preparing for one's own retirement. Attendees will be provided the resources to be able to properly do due diligence before referring a client to a financial services provide. Specifically, attendees will:
- Learn to find, read, and assess Form CRS (new SEC disclosures) that likely raise the bar on due diligence standards
- Learn to recognize conflicts of interest that affect your clients when they are seeking a financial adviser
- Learn to compare and contrast financial service providers
Product Details
Speakers
Sponsors
Co-sponsors
Financial Services & Retirement Planning
Product Code
SL2211DISOLC
Duration
60
Publication Date
11/16/2022 12:00:00 AM
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