Implications of the SEC Proposed Cybersecurity Rules [CC]

Implications of the SEC Proposed Cybersecurity Rules [CC] — CLE 60 min

The SEC has signaled an increased focus on cybersecurity with their latest set of proposed rules. This session will explore these newly introduced requirements, their impact on an organization's compliance program, guidance on implementing cybersecurity programs that mature your security program while meeting compliance requirements, and how to prepare for that inevitable cybersecurity incident.

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

Substantive Law

Status:

Available for credit

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

12/31/2024

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

03/31/2024

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

09/20/2027

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.20 total credit hours including

General

Status:

Available for credit

1.20 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

12/31/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

09/20/2025

1.20 total credit hours including

General

Status:

Reciprocity

1.20 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2027

1.00 total credit hours including

Cybersecurity, Privacy and Data Protection (General)

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

Substantive

Status:

Available for credit

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

08/31/2024

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

09/20/2025

1.20 total credit hours including

General

Status:

Approved

1.20 credit hours

Available until:

09/20/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

10/31/2024

1.00 total credit hours including

Law & Legal Procedure

Status:

Approved

1.00 credit hours

Available until:

09/20/2027

1.20 total credit hours including

General

Status:

Applied for

1.20 credit hours

Available until:

09/20/2025

$00

NON-MEMBERS

$00

MEMBERS

$00

YOUR PRICE

Quantity

*Additional discounts may apply at checkout

Log In to view your rate

Closed Captioned.

A common refrain in cybersecurity is that "compliance does not equal security" but regulators in recent years have begun to introduce more meaningful rules and guidance that is focused on requiring organizations to implement good fundamental cyber hygiene, reduce risk by implementing a comprehensive framework to address cybersecurity and incident response, and in turn, provide investors with better information to make investment decisions.

In the first quarter of 2022, the SEC proposed several regulations targeting cybersecurity that if implemented correctly, can help organizations manage cyber risk, reduce the risk of a data breach, mature their cyber resiliency, reassure investors, and meet these compliance obligations.

This session will specifically focus on understanding the cybersecurity proposals issued by the SEC on February 9 and March 9, 2022, that will affect RIAs, RICs and BDCs as they relate to cybersecurity reporting and Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies. These proposals will require firms to conduct an in-depth analysis of existing information technology programs and cybersecurity protocols, and develop enhanced policies, procedures and workflows in order to provide periodic reporting to governance committees, investors, Boards and regulators.

Attendees will learn how to prepare their compliance and security programs to meet these proposed rules. Topics will include:

Interpreting the proposed rules
New requirements under the recent SEC cybersecurity proposals
Regulatory and Investor reporting requirements
Defining a "significant adviser cybersecurity incident"
Risk Identification and Management Frameworks
Mitigation efforts and documentation requirements
Fundamentals of a mature cyber security program
Firm Governance
Board of Directors oversight
Incident Response: Planning, Responding and Reporting
Reputational Repair
Investor disclosures
Retention of documentation for Books and Records

Speakers

Anna Povinelli, Karen Painter Randall

Moderators

Sponsors

American Bar Association, Kroll Associates Inc

Product Code

CE2209KROOLC

Duration

60

Publication Date

9/21/2022 12:00:00 AM

Family Advocate Fall 2021: Vol. 44, No.2

Publications | Single Issue Periodical

Family Advocate Fall 2021: Vol. 44, No.2

Family Advocate Client Manual Summer 2021: Vol. 44, No.1

Publications | Single Issue Periodical

Family Advocate Client Manual Summer 2021: Vol. 44, No.1

Selling Products and Services and Licensing Software Online

Audio and Video | CD-ROM

Selling Products and Services and Licensing Software Online

Sep

21

Events | Webinar

The New Frontier in Payments and Banking Services: A Chat With Leading Legal Practitioners

CLE 90 min

Payments and banking services are not only faster today, but also smarter and more convenient. Leading practitioners at the cutting-edge of technology-driven developments in these industries share th…

Sep

28

Blockchain and Cryptocurrency 2023

CLE 60 min

This exciting program is dedicated to in-depth analyses of the emerging legal issues and the latest legal events concerning blockchain technology and��digital currencies.

Nov

04

2021 Dispute Resolution Mediation & Advocacy Skills Institute

ETHICS 60 min

This year’s theme is “Mediation Beyond Boundaries: Competencies and Ethics in a Digital World.” Join us for an exploration of new mediation frontiers in a post-pandemic world of technologies and inno…