chevron-down Created with Sketch Beta.
0

    Implications of the SEC Proposed Cybersecurity Rules [CC]

    Implications of the SEC Proposed Cybersecurity Rules [CC]
    CLE 60 min

    Implications of the SEC Proposed Cybersecurity Rules [CC]

    The SEC has signaled an increased focus on cybersecurity with their latest set of proposed rules. This session will explore these newly introduced requirements, their impact on an organization's compliance program, guidance on implementing cybersecurity programs that mature your security program while meeting compliance requirements, and how to prepare for that inevitable cybersecurity incident.

    Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Available for credit

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Available for credit

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • Substantive Law

      Status:

      Available for credit

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      12/31/2024

    1.00 total credit hours including

    • General

      Status:

      Available for credit

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Applied for

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Applied for upon completion

      1.00 credit hours

      Available until:

      09/20/2027

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      12/31/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.20 total credit hours including

    • General

      Status:

      Available for credit

      1.20 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      12/31/2025

    1.00 total credit hours including

    • General

      Status:

      Available for credit

      1.00 credit hours

      Available until:

      09/20/2025

    1.20 total credit hours including

    • General

      Status:

      Reciprocity

      1.20 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2027

    1.00 total credit hours including

    • Cybersecurity, Privacy and Data Protection (General)

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • Substantive

      Status:

      Available for credit

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Applied for upon completion

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Available for credit

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Applied for

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2024

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      08/31/2024

    1.00 total credit hours including

    • General

      Status:

      Applied for

      1.00 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • General

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2025

    1.20 total credit hours including

    • General

      Status:

      Approved

      1.20 credit hours

      Available until:

      09/20/2025

    1.00 total credit hours including

    • Law & Legal Procedure

      Status:

      Approved

      1.00 credit hours

      Available until:

      09/20/2027

    1.20 total credit hours including

    • General

      Status:

      Applied for

      1.20 credit hours

      Available until:

      09/20/2025

    $00
    NON-MEMBERS
    $00
    MEMBERS
    $00
    YOUR PRICE
    *Additional discounts may apply at checkout

    Log In to view your rate

    Unlock the discounted member rate

    Join first as a member, and then purchase this product at special member pricing

    Join Now

    Closed Captioned.

    A common refrain in cybersecurity is that "compliance does not equal security" but regulators in recent years have begun to introduce more meaningful rules and guidance that is focused on requiring organizations to implement good fundamental cyber hygiene, reduce risk by implementing a comprehensive framework to address cybersecurity and incident response, and in turn, provide investors with better information to make investment decisions.

    In the first quarter of 2022, the SEC proposed several regulations targeting cybersecurity that if implemented correctly, can help organizations manage cyber risk, reduce the risk of a data breach, mature their cyber resiliency, reassure investors, and meet these compliance obligations.

    This session will specifically focus on understanding the cybersecurity proposals issued by the SEC on February 9 and March 9, 2022, that will affect RIAs, RICs and BDCs as they relate to cybersecurity reporting and Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies. These proposals will require firms to conduct an in-depth analysis of existing information technology programs and cybersecurity protocols, and develop enhanced policies, procedures and workflows in order to provide periodic reporting to governance committees, investors, Boards and regulators.

    Attendees will learn how to prepare their compliance and security programs to meet these proposed rules. Topics will include:

    • Interpreting the proposed rules
    • New requirements under the recent SEC cybersecurity proposals
    • Regulatory and Investor reporting requirements
    • Defining a "significant adviser cybersecurity incident"
    • Risk Identification and Management Frameworks
    • Mitigation efforts and documentation requirements
    • Fundamentals of a mature cyber security program
    • Firm Governance
    • Board of Directors oversight
    • Incident Response: Planning, Responding and Reporting
    • Reputational Repair
    • Investor disclosures
    • Retention of documentation for Books and Records

    Product Details

    Moderators

    Keith Novak

    Sponsors

    American Bar Association, Kroll Associates Inc

    Product Code

    CE2209KROOLC

    Duration

    60

    Publication Date

    9/21/2022 12:00:00 AM

    Related Products

    Related Events