Publications | Single Issue Periodical
Family Advocate Fall 2021: Vol. 44, No.2
The SEC has signaled an increased focus on cybersecurity with their latest set of proposed rules. This session will explore these newly introduced requirements, their impact on an organization's compliance program, guidance on implementing cybersecurity programs that mature your security program while meeting compliance requirements, and how to prepare for that inevitable cybersecurity incident.
1.00 total credit hours including
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1.00 credit hours
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1.00 total credit hours including
General
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Available for credit
1.00 credit hours
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09/20/2025
1.00 total credit hours including
General
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Available for credit
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
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Approved
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
Substantive Law
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1.00 credit hours
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09/20/2025
1.00 total credit hours including
General
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Approved
1.00 credit hours
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09/20/2025
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
General
Status:
Available for credit
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Applied for
1.00 credit hours
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09/20/2024
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
03/31/2024
1.00 total credit hours including
General
Status:
Applied for
1.00 credit hours
Available until:
12/31/2023
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
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Approved
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
Status:
Applied for upon completion
1.00 credit hours
Available until:
09/20/2027
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2023
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
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09/20/2024
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
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09/20/2025
1.20 total credit hours including
General
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Available for credit
1.20 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
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Approved
1.00 credit hours
Available until:
12/31/2025
1.00 total credit hours including
General
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Available for credit
1.00 credit hours
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09/20/2025
1.20 total credit hours including
General
Status:
Reciprocity
1.20 credit hours
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09/20/2025
1.00 total credit hours including
General
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1.00 credit hours
Available until:
09/20/2027
1.00 total credit hours including
Cybersecurity, Privacy and Data Protection (General)
Status:
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1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Applied for
1.00 credit hours
Available until:
12/31/2023
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Applied for
1.00 credit hours
Available until:
12/31/2023
1.00 total credit hours including
General
Status:
Applied for
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
Substantive
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Available for credit
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Self apply
1.00 credit hours
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09/20/2025
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
Status:
Available for credit
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Applied for
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2024
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
08/31/2024
1.00 total credit hours including
General
Status:
Applied for
1.00 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Approved
1.00 credit hours
Available until:
09/20/2025
1.20 total credit hours including
General
Status:
Approved
1.20 credit hours
Available until:
09/20/2025
1.00 total credit hours including
General
Status:
Applied for
1.00 credit hours
Available until:
10/31/2024
1.00 total credit hours including
Law & Legal Procedure
Status:
Approved
1.00 credit hours
Available until:
09/20/2027
1.20 total credit hours including
General
Status:
Applied for
1.20 credit hours
Available until:
09/20/2025
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Closed Captioned.
A common refrain in cybersecurity is that "compliance does not equal security" but regulators in recent years have begun to introduce more meaningful rules and guidance that is focused on requiring organizations to implement good fundamental cyber hygiene, reduce risk by implementing a comprehensive framework to address cybersecurity and incident response, and in turn, provide investors with better information to make investment decisions.
In the first quarter of 2022, the SEC proposed several regulations targeting cybersecurity that if implemented correctly, can help organizations manage cyber risk, reduce the risk of a data breach, mature their cyber resiliency, reassure investors, and meet these compliance obligations.
This session will specifically focus on understanding the cybersecurity proposals issued by the SEC on February 9 and March 9, 2022, that will affect RIAs, RICs and BDCs as they relate to cybersecurity reporting and Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies. These proposals will require firms to conduct an in-depth analysis of existing information technology programs and cybersecurity protocols, and develop enhanced policies, procedures and workflows in order to provide periodic reporting to governance committees, investors, Boards and regulators.
Attendees will learn how to prepare their compliance and security programs to meet these proposed rules. Topics will include:
American Bar Association, Kroll Associates Inc
CE2209KROOLC
60
9/21/2022 12:00:00 AM
Publications | Single Issue Periodical
Family Advocate Fall 2021: Vol. 44, No.2
Publications | Single Issue Periodical
Family Advocate Client Manual Summer 2021: Vol. 44, No.1
Audio and Video | CD-ROM
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