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Corporate Counsel Guides: Securities Regulation
The U.S. Securities and Exchange Commission has been active on the rulemaking front since late 2021, with multiple groundbreaking rules proposed. This webinar will provide an overview and analysis of the following key proposed rules, comments received to date by the SEC and where the SEC might go in finalizing the rules. The proposed rules to be discussed include:
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12/31/2024
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08/30/2024
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02/29/2024
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12/31/2023
1.50 total credit hours including
General
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1.50 credit hours
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08/30/2024
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08/30/2027
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08/30/2024
1.50 total credit hours including
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1.50 credit hours
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12/31/2023
1.50 total credit hours including
General
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1.50 credit hours
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08/30/2025
1.50 total credit hours including
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1.50 credit hours
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08/30/2024
1.50 total credit hours including
General
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1.50 credit hours
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08/30/2024
1.50 total credit hours including
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1.50 credit hours
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08/30/2025
1.80 total credit hours including
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1.80 credit hours
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08/30/2025
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08/30/2025
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08/30/2024
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08/30/2025
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1.50 credit hours
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08/30/2025
1.80 total credit hours including
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Reciprocity
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08/30/2027
1.50 total credit hours including
Areas of Professional Practice
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1.50 credit hours
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08/30/2025
1.50 total credit hours including
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Applied for upon completion
1.50 credit hours
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12/31/2023
1.50 total credit hours including
General
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Approved
1.50 credit hours
Available until:
08/30/2025
1.50 total credit hours including
General
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Approved
1.50 credit hours
Available until:
08/30/2025
1.50 total credit hours including
General
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Applied for
1.50 credit hours
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12/31/2023
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2.00 credit hours
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08/30/2025
1.50 total credit hours including
Substantive
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1.50 credit hours
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08/30/2025
1.50 total credit hours including
General
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1.50 credit hours
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08/30/2025
1.50 total credit hours including
General
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Approved
1.50 credit hours
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08/30/2024
1.50 total credit hours including
General
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Approved
1.50 credit hours
Available until:
08/30/2024
1.50 total credit hours including
General
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Available for credit
1.50 credit hours
Available until:
08/30/2025
1.50 total credit hours including
General
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Self apply
1.50 credit hours
Available until:
08/30/2025
1.50 total credit hours including
General
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Self apply
1.50 credit hours
Available until:
08/30/2025
1.50 total credit hours including
General
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Approved
1.50 credit hours
Available until:
08/30/2025
1.80 total credit hours including
General
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Approved
1.80 credit hours
Available until:
08/30/2025
1.50 total credit hours including
General
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Approved
1.50 credit hours
Available until:
10/31/2023
1.50 total credit hours including
Law & Legal Procedure
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1.50 credit hours
Available until:
08/30/2027
1.80 total credit hours including
General
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Applied for
1.80 credit hours
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08/30/2025
1.50 total credit hours including
General
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Self apply
1.50 credit hours
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Eric Thomas Juergens, Matthew Evan Kaplan, Morgan J Hayes, Nicholas Paul Pellicani, Sheena Paul
Federal Regulation of Securities
CL2208KNW12OLC
90
8/31/2022 12:00:00 AM
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Corporate Counsel Guides: Securities Regulation
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