Recent Securities and Exchange Commission Rulemaking: 2022 Update [CC]

Recent Securities and Exchange Commission Rulemaking: 2022 Update [CC] — CLE 90 min

The U.S. Securities and Exchange Commission has been active on the rulemaking front since late 2021, with multiple groundbreaking rules proposed. This webinar will provide an overview and analysis of the following key proposed rules, comments received to date by the SEC and where the SEC might go in finalizing the rules. The proposed rules to be discussed include:

Share Repurchase Disclosure Modernization
Rule 10b5-1 and Insider Trading
Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
The Enhancement and Standardization of Climate-Related Disclosures for Investors
Special Purpose Acquisition Companies, Shell Companies, and Projections
Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals Under Exchange Act Rule 14a-8
Implications of changes to Rule 15c2-11
Recent rule proposals related to investment advisers.

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

08/30/2024

1.50 total credit hours including

Substantive Law

Status:

Available for credit

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

2.00 total credit hours including

General

Status:

Approved

2.00 credit hours

Available until:

12/31/2024

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2024

2.00 total credit hours including

General

Status:

Approved

2.00 credit hours

Available until:

02/29/2024

1.50 total credit hours including

General

Status:

Applied for upon completion

1.50 credit hours

Available until:

12/31/2023

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2024

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

08/30/2027

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

12/31/2023

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Applied for upon completion

1.50 credit hours

Available until:

08/30/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

1.80 total credit hours including

General

Status:

Available for credit

1.80 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

08/30/2024

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

08/30/2025

1.80 total credit hours including

General

Status:

Reciprocity

1.80 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2027

1.50 total credit hours including

Areas of Professional Practice

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Applied for upon completion

1.50 credit hours

Available until:

12/31/2023

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Applied for

1.50 credit hours

Available until:

12/31/2023

2.00 total credit hours including

General

Status:

Applied for

2.00 credit hours

Available until:

08/30/2025

1.50 total credit hours including

Substantive

Status:

Available for credit

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2024

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2024

1.50 total credit hours including

General

Status:

Available for credit

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

08/30/2025

1.80 total credit hours including

General

Status:

Approved

1.80 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Approved

1.50 credit hours

Available until:

10/31/2023

1.50 total credit hours including

Law & Legal Procedure

Status:

Approved

1.50 credit hours

Available until:

08/30/2027

1.80 total credit hours including

General

Status:

Applied for

1.80 credit hours

Available until:

08/30/2025

1.50 total credit hours including

General

Status:

Self apply

1.50 credit hours

Available until:

08/30/2025

$00

NON-MEMBERS

$00

MEMBERS

$00

SECTION MEMBERS

$00

YOUR PRICE

Quantity

*Additional discounts may apply at checkout

Log In to view your rate

Closed Captioned.

Speakers

Eric Thomas Juergens, Matthew Evan Kaplan, Morgan J Hayes, Nicholas Paul Pellicani, Sheena Paul

Sponsors

Business Law Section

Co-sponsors

Federal Regulation of Securities

Product Code

CL2208KNW12OLC

Duration

90

Publication Date

8/31/2022 12:00:00 AM

Corporate Counsel Guides: Securities Regulation

Publications | Book

Corporate Counsel Guides: Securities Regulation

By Thomas Lee Hazen

Fund Director's Guidebook, Fourth Edition

Publications | Book

Fund Director's Guidebook, Fourth Edition

By Federal Regulation of Securities

A Practitioner's Guide to FINRA Sanctions Analysis

Publications | Book

A Practitioner's Guide to FINRA Sanctions Analysis

By Rory C Flynn

Dec

06

Events | In-Person

Federal Regulation of Securities Winter Meeting 2023

CLE 60 min

The Business Law Section Federal Regulation of Securities Committee will be hosting their committee meeting in-person. We're bringing together practitioners and experts for discussions at our committ…