CPOs, CTAs and Investment Advisors [CC]

The panel will discuss the latest issues impacting CPOs, CTAs and Investment Advisers.

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

Substantive Law

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

12/31/2024

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2027

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.20 total credit hours including

General

Status:

Available for credit

1.20 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.20 total credit hours including

General

Status:

Reciprocity

1.20 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2027

1.00 total credit hours including

Areas of Professional Practice

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

Substantive

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.20 total credit hours including

General

Status:

Approved

1.20 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

10/31/2023

1.00 total credit hours including

Law & Legal Procedure

Status:

Approved

1.00 credit hours

Available until:

01/26/2027

1.20 total credit hours including

General

Status:

Applied for

1.20 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

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Closed Captioned.

The panel will discuss the latest issues impacting CPOs, CTAs and Investment Advisers, including:

CFTC developments (NALs; CPO-PQR and more)
NFA developments (distress events; branch offices and more)
Use of crypto (reporting obligations; custody for RIAs)
ETF developments
AI and Machine Learning
Archegos fallout
Issues on the horizon

Speakers

Amanda Lesher Olear, Dorothy D Mehta, Jennifer R W Han, Ruth Epstein, William Charles Thum

Moderators

Rita Marie Molesworth

Co-sponsors

Derivatives and Futures Law

Product Code

CL2201DAFW7OLC

Duration

Publication Date

1/27/2022 12:00:00 AM

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CPOs, CTAs and Investment Advisors [CC]

CPOs, CTAs and Investment Advisors [CC]

Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.