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      CPOs, CTAs and Investment Advisors [CC]

      CPOs, CTAs and Investment Advisors [CC]
      CLE 60 min

      CPOs, CTAs and Investment Advisors [CC]

      The panel will discuss the latest issues impacting CPOs, CTAs and Investment Advisers.

      Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • Substantive Law

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Applied for upon completion

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/26/2027

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2025

      1.20 total credit hours including

      • General

        Status:

        Available for credit

        1.20 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Applied for upon completion

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/26/2025

      1.20 total credit hours including

      • General

        Status:

        Reciprocity

        1.20 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2027

      1.00 total credit hours including

      • Areas of Professional Practice

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • Substantive

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2025

      1.20 total credit hours including

      • General

        Status:

        Approved

        1.20 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • Law & Legal Procedure

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/26/2027

      1.20 total credit hours including

      • General

        Status:

        Applied for

        1.20 credit hours

        Available until:

        01/26/2025

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/26/2025

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      Closed Captioned.

      The panel will discuss the latest issues impacting CPOs, CTAs and Investment Advisers, including:

      • CFTC developments (NALs; CPO-PQR and more)
      • NFA developments (distress events; branch offices and more)
      • Use of crypto (reporting obligations; custody for RIAs)
      • ETF developments
      • AI and Machine Learning
      • Archegos fallout
      • Issues on the horizon

      Product Details

      Speakers

      Amanda Lesher Olear, Dorothy D Mehta, Jennifer R W Han, Ruth Epstein, William Charles Thum

      Moderators

      Rita Marie Molesworth

      Sponsors

      Business Law Section

      Co-sponsors

      Derivatives and Futures Law

      Product Code

      CL2201DAFW7OLC

      Duration

      60

      Publication Date

      1/27/2022 12:00:00 AM

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