Swap Dealers and Security-Based Swap Dealers [CC]

The panel will discuss issues related to Swap Dealers and Security-Based Swap Dealers.

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

Substantive Law

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

12/31/2024

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2027

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.20 total credit hours including

General

Status:

Available for credit

1.20 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.20 total credit hours including

General

Status:

Reciprocity

1.20 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2027

1.00 total credit hours including

Areas of Professional Practice

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for upon completion

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

Substantive

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2024

1.00 total credit hours including

General

Status:

Available for credit

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

12/31/2023

1.00 total credit hours including

General

Status:

Applied for

1.00 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

01/26/2025

1.20 total credit hours including

General

Status:

Approved

1.20 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Approved

1.00 credit hours

Available until:

10/31/2023

1.00 total credit hours including

Law & Legal Procedure

Status:

Approved

1.00 credit hours

Available until:

01/26/2027

1.20 total credit hours including

General

Status:

Applied for

1.20 credit hours

Available until:

01/26/2025

1.00 total credit hours including

General

Status:

Self apply

1.00 credit hours

Available until:

01/26/2025

$00

NON-MEMBERS

$00

MEMBERS

$00

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Closed Captioned.

The panel will discuss issues related to Swap Dealers and Security-Based Swap Dealers, including:

CFTC vs SEC regimes
Harmonization
The latest from ISDA
Follow up on Registration

Speakers

Colin David Lloyd, Maria Chiodi, Matthew Kulkin, Randall Roy, Rosario Chiarenza

Moderators

Carolyn Jackson

Co-sponsors

Derivatives and Futures Law

Product Code

CL2201DAFW6OLC

Duration

Publication Date

1/27/2022 12:00:00 AM

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Swap Dealers and Security-Based Swap Dealers [CC]

Swap Dealers and Security-Based Swap Dealers [CC]

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