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      Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]

      Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]
      ETHICS 75 min

      Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]

      Panelists will discuss the ethical issues that arise in capital markets and how attorneys can maintain privilege in the course of communication and social media.

      Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.

      1.20 total credit hours including

      • Ethics/Professionalism

        Status:

        Approved

        1.20 credit hours

        Available until:

        12/31/2024

      1.20 total credit hours including

      • Ethics

        Status:

        Available for credit

        1.20 credit hours

        Available until:

        12/31/2024

      1.25 total credit hours including

      • Ethics

        Status:

        Available for credit

        1.25 credit hours

        Available until:

        12/31/2024

      1.20 total credit hours including

      • Professional Ethics

        Status:

        Available for credit

        1.20 credit hours

        Available until:

        03/01/2024

      1.25 total credit hours including

      • Legal Ethics

        Status:

        Approved

        1.25 credit hours

        Available until:

        12/31/2024

      2.00 total credit hours including

      • Ethics

        Status:

        Approved

        1.50 credit hours

        Available until:

        12/30/2023

      1.25 total credit hours including

      • Ethics

        Status:

        Available for credit

        1.25 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • Ethics

        Status:

        Applied for upon completion

        1.00 credit hours

        Available until:

        12/31/2023

      1.25 total credit hours including

      • Ethics

        Status:

        Approved

        1.25 credit hours

        Available until:

        03/01/2024

      1.25 total credit hours including

      • Ethics

        Status:

        Approved

        1.25 credit hours

        Available until:

        12/31/2024

      1.25 total credit hours including

      • Legal Ethics/Professional Responsibility

        Status:

        Self apply

        1.25 credit hours

        Available until:

        03/01/2026

      1.30 total credit hours including

      • Ethics

        Status:

        Approved

        1.30 credit hours

        Available until:

        12/31/2023

      1.25 total credit hours including

      • Ethics

        Status:

        Self apply

        1.25 credit hours

        Available until:

        03/01/2024

      1.30 total credit hours including

      • Ethics or Professional Responsibility

        Status:

        Applied for

        1.30 credit hours

        Available until:

        03/01/2024

      1.25 total credit hours including

      • Ethics and Professionalism

        Status:

        Self apply

        1.25 credit hours

        Available until:

        03/01/2024

      1.00 total credit hours including

      • Ethics

        Status:

        Self apply

        1.00 credit hours

        Available until:

        12/31/2024

      1.25 total credit hours including

      • Ethics/Professionalism

        Status:

        Available for credit

        1.25 credit hours

        Available until:

        12/31/2024

      1.50 total credit hours including

      • Ethics and Professionalism

        Status:

        Reciprocity

        1.50 credit hours

        Available until:

        12/31/2024

      1.20 total credit hours including

      • Ethics/Professionalism

        Status:

        Approved

        1.20 credit hours

        Available until:

        12/31/2024

      1.50 total credit hours including

      • Ethics and Professionalism

        Status:

        Approved

        1.50 credit hours

        Available until:

        12/31/2024

      1.20 total credit hours including

      • Ethics/Professionalism

        Status:

        Applied for upon completion

        1.20 credit hours

        Available until:

        12/31/2023

      1.25 total credit hours including

      • Ethics

        Status:

        Approved

        1.25 credit hours

        Available until:

        12/31/2024

      1.25 total credit hours including

      • General

        Status:

        Approved

        1.25 credit hours

        Available until:

        03/01/2024

      1.50 total credit hours including

      • Ethics

        Status:

        Approved

        1.50 credit hours

        Available until:

        03/01/2025

      1.20 total credit hours including

      • Professionalism (General)

        Status:

        Available for credit

        1.20 credit hours

        Available until:

        03/01/2024

      1.25 total credit hours including

      • Ethics or Professionalism

        Status:

        Self apply

        1.25 credit hours

        Available until:

        03/01/2024

      1.20 total credit hours including

      • General

        Status:

        Available for credit

        1.20 credit hours

        Available until:

        03/01/2024

      1.50 total credit hours including

      • Ethics

        Status:

        Self apply

        1.50 credit hours

        Available until:

        03/01/2024

      1.00 total credit hours including

      • Ethics

        Status:

        Approved

        1.00 credit hours

        Available until:

        03/01/2024

      1.25 total credit hours including

      • Ethics

        Status:

        Approved

        1.25 credit hours

        Available until:

        12/31/2024

      1.25 total credit hours including

      • Ethics

        Status:

        Approved

        1.25 credit hours

        Available until:

        03/01/2024

      1.25 total credit hours including

      • Ethics

        Status:

        Self apply

        1.25 credit hours

        Available until:

        03/01/2026

      1.50 total credit hours including

      • Ethics

        Status:

        Applied for

        1.50 credit hours

        Available until:

        03/01/2024

      1.25 total credit hours including

      • Ethics

        Status:

        Self apply

        1.25 credit hours

        Available until:

        03/01/2024

      $00
      NON-MEMBERS
      $00
      MEMBERS
      $00
      SECTION MEMBERS
      $00
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      Closed Captioned.

      This panel with consider ethical issues that lawyers confront on capital markets, including communicating with the principal across the table, duty of confidentiality, truthfulness in negotiations, social media and maintaining privilege in the course of a due diligence review. Topics discussed include:

      • ABA Rule 4.2: Communication with Person Represented by Counsel-- addressing how this rule is (and should be) complied with in practice on capital markets transactions
      • ABA Rule 1.6: Confidentiality of Information: Duty of client confidentiality-- discussing challenges of complying with this rule in remote working environment
      • ABA Rule 4.1 Truthfulness In Statements To Others--discussing limits on a lawyer in negotiations
      • Social media and where ABA ethical rules may be implicated
      • Limits on relationships between a lawyer and others involved in a business transaction (ABA Formal Opinion 494)
      • Attorney-client privilege considerations in the capital markets due diligence process

      Product Details

      Moderators

      James Arthur McDonald

      Panelists

      Barney Reynolds, Marie Elena Angulo

      Product Code

      IC2103CAPW1OLC

      Duration

      75

      Publication Date

      3/2/2021 12:00:00 AM

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