Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]

    Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]
    ETHICS 75 min

    Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]

    Panelists will discuss the ethical issues that arise in capital markets and how attorneys can maintain privilege in the course of communication and social media.

    Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.

    1.20 total credit hours including

    • Ethics/Professionalism

      Status:

      Approved

      1.20 credit hours

      Available until:

      12/31/2024

    1.20 total credit hours including

    • Ethics

      Status:

      Available for credit

      1.20 credit hours

      Available until:

      12/31/2024

    1.25 total credit hours including

    • Ethics

      Status:

      Available for credit

      1.25 credit hours

      Available until:

      12/31/2024

    1.25 total credit hours including

    • Ethics

      Status:

      Approved

      1.25 credit hours

      Available until:

      12/31/2024

    1.20 total credit hours including

    • Professional Ethics

      Status:

      Available for credit

      1.20 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Legal Ethics

      Status:

      Approved

      1.25 credit hours

      Available until:

      12/31/2024

    1.50 total credit hours including

    • Ethics

      Status:

      Applied for

      1.50 credit hours

      Available until:

      12/30/2023

    1.25 total credit hours including

    • Ethics

      Status:

      Available for credit

      1.25 credit hours

      Available until:

      12/31/2024

    1.25 total credit hours including

    • Enhanced Ethics

      Status:

      Applied for

      1.25 credit hours

      Available until:

      03/01/2023

    1.20 total credit hours including

    • Ethics and Professional Responsibility

      Status:

      Self apply

      1.20 credit hours

      Available until:

      03/01/2024

    1.50 total credit hours including

    • Ethics

      Status:

      Self apply

      1.50 credit hours

      Available until:

      09/01/2022

    1.20 total credit hours including

    • Ethics and Professional Responsibility

      Status:

      Applied for

      1.20 credit hours

      Available until:

      03/01/2024

    1.00 total credit hours including

    • Ethics

      Status:

      Approved

      1.00 credit hours

      Available until:

      12/31/2021

    1.25 total credit hours including

    • Ethics

      Status:

      Approved

      1.25 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Ethics

      Status:

      Approved

      1.25 credit hours

      Available until:

      12/31/2024

    1.25 total credit hours including

    • Legal Ethics/Professional Responsibility

      Status:

      Self apply

      1.25 credit hours

      Available until:

      03/01/2026

    1.25 total credit hours including

    • Professional Responsibility

      Status:

      Approved

      1.25 credit hours

      Available until:

      03/01/2023

    1.30 total credit hours including

    • Ethics

      Status:

      Applied for

      1.30 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Legal Ethics

      Status:

      Self apply

      1.25 credit hours

      Available until:

      03/01/2022

    1.25 total credit hours including

    • Ethics, Professional Responsibility and Professionalism

      Status:

      Self apply

      1.25 credit hours

      Available until:

      06/30/2021

    1.25 total credit hours including

    • Ethics

      Status:

      Self apply

      1.25 credit hours

      Available until:

      03/01/2024

    1.20 total credit hours including

    • Ethics and Professional Responsibility

      Status:

      Self apply

      1.20 credit hours

      Available until:

      03/01/2024

    1.20 total credit hours including

    • Ethics and Professional Responsibility

      Status:

      Self apply

      1.20 credit hours

      Available until:

      03/01/2024

    1.50 total credit hours including

    • Ethics and Professional Responsibility

      Status:

      Self apply

      1.50 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Ethics

      Status:

      Applied for

      1.25 credit hours

      Available until:

      03/01/2023

    1.30 total credit hours including

    • Ethics or Professional Responsibility

      Status:

      Applied for

      1.30 credit hours

      Available until:

      03/01/2024

    1.50 total credit hours including

    • Ethics

      Status:

      Available for credit

      1.50 credit hours

      Available until:

      12/31/2024

    1.25 total credit hours including

    • Ethics and Professionalism

      Status:

      Self apply

      1.25 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Professional Responsibility

      Status:

      Self apply

      1.25 credit hours

      Available until:

      03/01/2023

    1.50 total credit hours including

    • Ethics

      Status:

      Approved

      1.50 credit hours

      Available until:

      12/31/2024

    1.25 total credit hours including

    • Ethics/Professionalism

      Status:

      Available for credit

      1.25 credit hours

      Available until:

      12/31/2024

    1.50 total credit hours including

    • Ethics and Professionalism

      Status:

      Reciprocity

      1.50 credit hours

      Available until:

      12/31/2024

    1.20 total credit hours including

    • Ethics/Professionalism

      Status:

      Approved

      1.20 credit hours

      Available until:

      12/31/2024

    1.50 total credit hours including

    • Ethics and Professionalism

      Status:

      Approved

      1.50 credit hours

      Available until:

      12/31/2024

    1.20 total credit hours including

    • Ethics/Professionalism

      Status:

      Approved

      1.20 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Ethics

      Status:

      Approved

      1.25 credit hours

      Available until:

      12/31/2024

    1.25 total credit hours including

    • General

      Status:

      Approved

      1.25 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Attorney Professional Conduct

      Status:

      Approved

      1.25 credit hours

      Available until:

      12/31/2021

    1.50 total credit hours including

    • Ethics

      Status:

      Approved

      1.50 credit hours

      Available until:

      03/01/2025

    1.20 total credit hours including

    • Professionalism (General)

      Status:

      Available for credit

      1.20 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Ethics or Professionalism

      Status:

      Self apply

      1.25 credit hours

      Available until:

      03/01/2024

    1.00 total credit hours including

    • Ethics

      Status:

      Approved

      1.00 credit hours

      Available until:

      03/01/2023

    1.25 total credit hours including

    • Ethics

      Status:

      Approved

      1.25 credit hours

      Available until:

      03/02/2023

    1.20 total credit hours including

    • General

      Status:

      Available for credit

      1.20 credit hours

      Available until:

      03/01/2024

    1.50 total credit hours including

    • Ethics

      Status:

      Self apply

      1.50 credit hours

      Available until:

      03/01/2024

    1.20 total credit hours including

    • Ethics

      Status:

      Approved

      1.20 credit hours

      Available until:

      12/31/2021

    1.20 total credit hours including

    • Ethics and Professional Responsibility

      Status:

      Self apply

      1.20 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Ethics/Professionalism

      Status:

      Applied for

      1.25 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Legal Ethics/Professional Responsibility

      Status:

      Applied for

      1.25 credit hours

      Available until:

      03/01/2023

    1.00 total credit hours including

    • Ethics

      Status:

      Approved

      1.00 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Ethics

      Status:

      Approved

      1.25 credit hours

      Available until:

      12/31/2024

    1.25 total credit hours including

    • Ethics

      Status:

      Approved

      1.25 credit hours

      Available until:

      03/01/2024

    1.25 total credit hours including

    • Ethics

      Status:

      Self apply

      1.25 credit hours

      Available until:

      03/01/2026

    1.50 total credit hours including

    • Ethics

      Status:

      Applied for

      1.50 credit hours

      Available until:

      03/01/2024

    1.50 total credit hours including

    • Ethics

      Status:

      Approved

      1.50 credit hours

      Available until:

      03/01/2022

    1.25 total credit hours including

    • Ethics

      Status:

      Self apply

      1.25 credit hours

      Available until:

      03/01/2024

    $00
    NON-MEMBERS
    $00
    MEMBERS
    $00
    SECTION MEMBERS
    *Additional discounts may apply at checkout

    Log In to view your rate

    Unlock the discounted member rate

    Join first as a member, and then purchase this product at special member pricing.

    Join Now

    Closed Captioned.

    This panel with consider ethical issues that lawyers confront on capital markets, including communicating with the principal across the table, duty of confidentiality, truthfulness in negotiations, social media and maintaining privilege in the course of a due diligence review. Topics discussed include:

    • ABA Rule 4.2: Communication with Person Represented by Counsel-- addressing how this rule is (and should be) complied with in practice on capital markets transactions
    • ABA Rule 1.6: Confidentiality of Information: Duty of client confidentiality-- discussing challenges of complying with this rule in remote working environment
    • ABA Rule 4.1 Truthfulness In Statements To Others--discussing limits on a lawyer in negotiations
    • Social media and where ABA ethical rules may be implicated
    • Limits on relationships between a lawyer and others involved in a business transaction (ABA Formal Opinion 494)
    • Attorney-client privilege considerations in the capital markets due diligence process

    Product Details

    Panelists

    Barney Reynolds, Marie Elena Angulo

    Product Code

    IC2103CAPW1OLC

    Duration

    75

    Publication Date

    3/2/2021 12:00:00 AM

    Related Products

    Related Events