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Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]
![Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]](/content/dam/aba-cms-dotorg/products/ecd/ondemand/410191264/410191264.Def.L.png.transform/product-2x/img.png)
Capital Markets 2021 Virtual Conference: Ethics and Capital Markets [CC]
Panelists will discuss the ethical issues that arise in capital markets and how attorneys can maintain privilege in the course of communication and social media.
Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.
1.20 total credit hours including
-
Ethics/Professionalism
Status:
Approved
1.20 credit hours
Available until:
12/31/2024
1.20 total credit hours including
-
Ethics
Status:
Available for credit
1.20 credit hours
Available until:
12/31/2024
1.25 total credit hours including
-
Ethics
Status:
Available for credit
1.25 credit hours
Available until:
12/31/2024
1.25 total credit hours including
-
Ethics
Status:
Approved
1.25 credit hours
Available until:
12/31/2024
1.20 total credit hours including
-
Professional Ethics
Status:
Available for credit
1.20 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Legal Ethics
Status:
Approved
1.25 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
Ethics
Status:
Applied for
1.50 credit hours
Available until:
12/30/2023
1.25 total credit hours including
-
Ethics
Status:
Available for credit
1.25 credit hours
Available until:
12/31/2024
1.25 total credit hours including
-
Enhanced Ethics
Status:
Applied for
1.25 credit hours
Available until:
03/01/2023
1.20 total credit hours including
-
Ethics and Professional Responsibility
Status:
Self apply
1.20 credit hours
Available until:
03/01/2024
1.50 total credit hours including
-
Ethics
Status:
Self apply
1.50 credit hours
Available until:
09/01/2022
1.20 total credit hours including
-
Ethics and Professional Responsibility
Status:
Applied for
1.20 credit hours
Available until:
03/01/2024
1.00 total credit hours including
-
Ethics
Status:
Approved
1.00 credit hours
Available until:
12/31/2021
1.25 total credit hours including
-
Ethics
Status:
Approved
1.25 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Ethics
Status:
Approved
1.25 credit hours
Available until:
12/31/2024
1.25 total credit hours including
-
Legal Ethics/Professional Responsibility
Status:
Self apply
1.25 credit hours
Available until:
03/01/2026
1.25 total credit hours including
-
Professional Responsibility
Status:
Approved
1.25 credit hours
Available until:
03/01/2023
1.30 total credit hours including
-
Ethics
Status:
Applied for
1.30 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Legal Ethics
Status:
Self apply
1.25 credit hours
Available until:
03/01/2022
1.25 total credit hours including
-
Ethics, Professional Responsibility and Professionalism
Status:
Self apply
1.25 credit hours
Available until:
06/30/2021
1.25 total credit hours including
-
Ethics
Status:
Self apply
1.25 credit hours
Available until:
03/01/2024
1.20 total credit hours including
-
Ethics and Professional Responsibility
Status:
Self apply
1.20 credit hours
Available until:
03/01/2024
1.20 total credit hours including
-
Ethics and Professional Responsibility
Status:
Self apply
1.20 credit hours
Available until:
03/01/2024
1.50 total credit hours including
-
Ethics and Professional Responsibility
Status:
Self apply
1.50 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Ethics
Status:
Applied for
1.25 credit hours
Available until:
03/01/2023
1.30 total credit hours including
-
Ethics or Professional Responsibility
Status:
Applied for
1.30 credit hours
Available until:
03/01/2024
1.50 total credit hours including
-
Ethics
Status:
Available for credit
1.50 credit hours
Available until:
12/31/2024
1.25 total credit hours including
-
Ethics and Professionalism
Status:
Self apply
1.25 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Professional Responsibility
Status:
Self apply
1.25 credit hours
Available until:
03/01/2023
1.50 total credit hours including
-
Ethics
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
1.25 total credit hours including
-
Ethics/Professionalism
Status:
Available for credit
1.25 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
Ethics and Professionalism
Status:
Reciprocity
1.50 credit hours
Available until:
12/31/2024
1.20 total credit hours including
-
Ethics/Professionalism
Status:
Approved
1.20 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
Ethics and Professionalism
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
1.20 total credit hours including
-
Ethics/Professionalism
Status:
Approved
1.20 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Ethics
Status:
Approved
1.25 credit hours
Available until:
12/31/2024
1.25 total credit hours including
-
General
Status:
Approved
1.25 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Attorney Professional Conduct
Status:
Approved
1.25 credit hours
Available until:
12/31/2021
1.50 total credit hours including
-
Ethics
Status:
Applied for
1.50 credit hours
Available until:
03/01/2024
1.20 total credit hours including
-
Professionalism (General)
Status:
Available for credit
1.20 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Ethics or Professionalism
Status:
Self apply
1.25 credit hours
Available until:
03/01/2024
1.00 total credit hours including
-
Ethics
Status:
Approved
1.00 credit hours
Available until:
03/01/2023
1.25 total credit hours including
-
Ethics
Status:
Approved
1.25 credit hours
Available until:
03/02/2023
1.20 total credit hours including
-
General
Status:
Available for credit
1.20 credit hours
Available until:
03/01/2024
1.50 total credit hours including
-
Ethics
Status:
Self apply
1.50 credit hours
Available until:
03/01/2024
1.20 total credit hours including
-
Ethics
Status:
Applied for
1.20 credit hours
Available until:
03/01/2024
1.20 total credit hours including
-
Ethics and Professional Responsibility
Status:
Self apply
1.20 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Ethics/Professionalism
Status:
Applied for
1.25 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Legal Ethics/Professional Responsibility
Status:
Applied for
1.25 credit hours
Available until:
03/01/2023
1.00 total credit hours including
-
Ethics
Status:
Approved
1.00 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Ethics
Status:
Approved
1.25 credit hours
Available until:
12/31/2024
1.25 total credit hours including
-
Ethics
Status:
Approved
1.25 credit hours
Available until:
03/01/2024
1.25 total credit hours including
-
Ethics
Status:
Self apply
1.25 credit hours
Available until:
03/01/2026
1.50 total credit hours including
-
Ethics
Status:
Applied for
1.50 credit hours
Available until:
03/01/2024
1.50 total credit hours including
-
Ethics
Status:
Approved
1.50 credit hours
Available until:
03/01/2022
1.25 total credit hours including
-
Ethics
Status:
Self apply
1.25 credit hours
Available until:
03/01/2024
$00
NON-MEMBERS
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$00
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Closed Captioned.
This panel with consider ethical issues that lawyers confront on capital markets, including communicating with the principal across the table, duty of confidentiality, truthfulness in negotiations, social media and maintaining privilege in the course of a due diligence review. Topics discussed include:
- ABA Rule 4.2: Communication with Person Represented by Counsel-- addressing how this rule is (and should be) complied with in practice on capital markets transactions
- ABA Rule 1.6: Confidentiality of Information: Duty of client confidentiality-- discussing challenges of complying with this rule in remote working environment
- ABA Rule 4.1 Truthfulness In Statements To Others--discussing limits on a lawyer in negotiations
- Social media and where ABA ethical rules may be implicated
- Limits on relationships between a lawyer and others involved in a business transaction (ABA Formal Opinion 494)
- Attorney-client privilege considerations in the capital markets due diligence process
Product Details
Moderators
Panelists
Barney Reynolds, Marie Elena Angulo
Product Code
IC2103CAPW1OLC
Duration
75
Publication Date
3/2/2021 12:00:00 AM
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