Publications | Book
Fund Director's Guidebook, Fifth Edition
Resales of Restricted Securities [CC]
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Resales of Restricted Securities [CC]
This CLE webinar will examine the existing regulatory framework around "restricted securities," and the avenues available for their sale, including the Rule 144 safe harbor and other exemptions. The program will address the role of intermediaries in facilitating these transactions and interesting issues involving resales of shares in pre-IPO "unicorn" companies. The panel will also discuss the contractual restrictions that issuers often place on the transfer of restricted securities and opinion considerations.
Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Available for credit
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Available for credit
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
Substantive Law
Status:
Available for credit
1.50 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
2.00 total credit hours including
-
General
Status:
Approved
2.00 credit hours
Available until:
12/31/2023
1.50 total credit hours including
-
General
Status:
Available for credit
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Applied for upon completion
1.50 credit hours
Available until:
12/31/2023
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Self apply
1.50 credit hours
Available until:
02/25/2026
1.50 total credit hours including
-
General
Status:
Applied for
1.50 credit hours
Available until:
12/31/2023
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
02/26/2024
1.50 total credit hours including
-
General
Status:
Self apply
1.50 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
General
Status:
Applied for
1.50 credit hours
Available until:
02/25/2024
1.80 total credit hours including
-
General
Status:
Available for credit
1.80 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Self apply
1.50 credit hours
Available until:
02/25/2024
0.00 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
02/26/2024
1.50 total credit hours including
-
General
Status:
Available for credit
1.50 credit hours
Available until:
12/31/2024
1.80 total credit hours including
-
General
Status:
Reciprocity
1.80 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
Areas of Professional Practice
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Applied for
1.50 credit hours
Available until:
12/31/2023
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
02/25/2024
2.00 total credit hours including
-
General
Status:
Approved
2.00 credit hours
Available until:
02/25/2025
1.50 total credit hours including
-
Substantive
Status:
Available for credit
1.50 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
02/27/2024
1.50 total credit hours including
-
General
Status:
Available for credit
1.50 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
General
Status:
Self apply
1.50 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
12/31/2024
1.50 total credit hours including
-
General
Status:
Approved
1.50 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
Law & Legal Procedure
Status:
Approved
1.50 credit hours
Available until:
02/25/2026
1.80 total credit hours including
-
General
Status:
Applied for
1.80 credit hours
Available until:
02/25/2024
1.50 total credit hours including
-
General
Status:
Self apply
1.50 credit hours
Available until:
02/25/2024
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NON-MEMBERS
$00
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$00
SECTION MEMBERS
$00
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Product Details
Panelists
Sponsors
Co-sponsors
Federal Regulation of Securities
Product Code
CL21BLB05OLC
Duration
90
Publication Date
2/25/2021 12:00:00 AM
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