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How Regulatory Agencies and Companies are Leveraging Technology to Improve Supervision and Regulatory Compliance [CC]
![How Regulatory Agencies and Companies are Leveraging Technology to Improve Supervision and Regulatory Compliance [CC]](/content/dam/aba-cms-dotorg/products/ecd/ondemand/408370871/408370871.Def.L.png.transform/product-2x/img.png)
How Regulatory Agencies and Companies are Leveraging Technology to Improve Supervision and Regulatory Compliance [CC]
The panel will discuss Vision 2020, an initiative implemented by the Conference of State Bank Supervisors to streamline multi-state licensing and supervision of non-banks and how this networked platform will affect company operations and examination experience. We will also consider how companies have implemented technology to improve regulatory compliance and challenges that remain and how RegTech technology will be used in a post-COVID environment.
Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Available for credit
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Available for credit
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Applied for upon completion
1.00 credit hours
Available until:
12/31/2023
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Self apply
1.00 credit hours
Available until:
09/23/2025
1.20 total credit hours including
-
General
Status:
Available for credit
1.20 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Available for credit
1.00 credit hours
Available until:
12/31/2024
1.20 total credit hours including
-
General
Status:
Reciprocity
1.20 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
Areas of Professional Practice
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
09/23/2024
1.00 total credit hours including
-
General
Status:
Approved
1.00 credit hours
Available until:
12/31/2024
1.00 total credit hours including
-
Law & Legal Procedure
Status:
Self apply
1.00 credit hours
Available until:
09/23/2025
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Product Details
Sponsors
Co-sponsors
Consumer Financial Services, Credit Unions, Federal Regulation of Securities, State Regulation of Securities, Taxation
Product Code
CL2009VSAM51OLC
Duration
60
Publication Date
9/24/2020 12:00:00 AM
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