How Regulatory Agencies and Companies are Leveraging Technology to Improve Supervision and Regulatory Compliance [CC]

     How Regulatory Agencies and Companies are Leveraging Technology to Improve Supervision and Regulatory Compliance [CC]
    CLE 60 min

    How Regulatory Agencies and Companies are Leveraging Technology to Improve Supervision and Regulatory Compliance [CC]

    The panel will discuss Vision 2020, an initiative implemented by the Conference of State Bank Supervisors to streamline multi-state licensing and supervision of non-banks and how this networked platform will affect company operations and examination experience. We will also consider how companies have implemented technology to improve regulatory compliance and challenges that remain and how RegTech technology will be used in a post-COVID environment.

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    1.00 total credit hours including

    • General

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      Approved

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      Available until:

      09/23/2023

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      09/23/2023

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      09/23/2022

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      09/23/2021

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      09/23/2023

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      12/30/2022

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      09/23/2023

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      10/30/2021

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      09/23/2025

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      09/23/2023

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      Available until:

      09/23/2021

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      Available until:

      09/23/2023

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    Product Details

    Panelists

    Justin Friedman, Keisha L Wolfe, Kyle Thomas

    Product Code

    CL2009VSAM51OLC

    Duration

    60

    Publication Date

    9/24/2020 12:00:00 AM

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