Market Infrastructure and Access [cc]

      Market Infrastructure and Access [cc]
      CLE 60 min

      Market Infrastructure and Access [cc]

      Join us for an in-depth discussion of market and infrastructure requirements and rules.

      Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.

      1.00 total credit hours including

      • General

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        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/28/2023

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/28/2022

      1.00 total credit hours including

      • Substantive Law

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        Available for credit

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        12/30/2022

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        01/28/2023

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        07/28/2022

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/28/2023

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2026

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/28/2023

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2022

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/28/2023

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2024

      1.20 total credit hours including

      • General

        Status:

        Self apply

        1.20 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        01/28/2023

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/28/2024

      1.20 total credit hours including

      • General

        Status:

        Available for credit

        1.20 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/28/2023

      1.00 total credit hours including

      • General

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        Approved

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        Available until:

        01/28/2024

      1.00 total credit hours including

      • General

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        Available for credit

        1.00 credit hours

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        01/28/2024

      1.20 total credit hours including

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        Status:

        Reciprocity

        1.20 credit hours

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        01/28/2024

      1.00 total credit hours including

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        Applied for

        1.00 credit hours

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        01/28/2026

      1.00 total credit hours including

      • Areas of Professional Practice

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        01/28/2024

      1.00 total credit hours including

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        Applied for

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        01/28/2024

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      • General

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        Approved

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        01/28/2024

      1.00 total credit hours including

      • General

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        Approved

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        01/28/2024

      1.00 total credit hours including

      • General

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        Approved

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        12/31/2021

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        01/28/2024

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        01/28/2024

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        01/28/2024

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      • General

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        Approved

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        01/28/2023

      1.00 total credit hours including

      • General

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        Approved

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        01/28/2023

      1.00 total credit hours including

      • General

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        Available for credit

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        01/28/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

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        01/28/2024

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        Applied for

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        01/28/2024

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      • General

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        Self apply

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        01/28/2024

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      • General

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        Approved

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        01/28/2024

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      • General

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        Applied for

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        01/28/2023

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      • General

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        Applied for

        1.00 credit hours

        Available until:

        01/28/2024

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      • General

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        Approved

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        01/28/2024

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      • General

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        01/28/2024

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        10/30/2021

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        01/28/2026

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        01/28/2024

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        Available until:

        01/28/2022

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      • General

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        1.00 credit hours

        Available until:

        01/28/2024

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      Closed Captioned.

      Exchange-specific position limit requirements;
      Swap data reporting – Exchange reporting party requirements;
      Exchange risk controls related to Regulation Electronic Trading; and
      Implementation of post-trade name give-up ban.

      Product Details

      Moderators

      Carl Kennedy

      Panelists

      Dorothy DeWitt, Doug Friedman, Jeffrey L Steiner, Laurian Cristea, Lisa A Shemie

      Sponsors

      Business Law Section

      Product Code

      CL2101DAFW10OLC

      Duration

      60

      Publication Date

      1/29/2021 12:00:00 AM

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