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      Swap Dealers and Security Based Swap Dealers [CC]

      Swap Dealers and Security Based Swap Dealers [CC]
      CLE 60 min

      Swap Dealers and Security Based Swap Dealers [CC]

      Join us for a discussion of the latest rules for swap dealers.

      Select your state to learn more about the credit details and status of CLE application. Credit is not available for states not listed.

      1.00 total credit hours including

      • General

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        Approved

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • Substantive Law

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Applied for upon completion

        1.00 credit hours

        Available until:

        12/31/2023

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/27/2026

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        12/31/2023

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/27/2024

      1.20 total credit hours including

      • General

        Status:

        Available for credit

        1.20 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Available for credit

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        12/31/2024

      1.20 total credit hours including

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        Reciprocity

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        12/31/2024

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        Approved

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        12/31/2024

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        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

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        Available until:

        12/31/2023

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/27/2025

      1.00 total credit hours including

      • Substantive

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        Available for credit

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Available for credit

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Applied for

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        12/31/2024

      1.00 total credit hours including

      • General

        Status:

        Approved

        1.00 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • Law & Legal Procedure

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        Approved

        1.00 credit hours

        Available until:

        01/27/2026

      1.20 total credit hours including

      • General

        Status:

        Applied for

        1.20 credit hours

        Available until:

        01/27/2024

      1.00 total credit hours including

      • General

        Status:

        Self apply

        1.00 credit hours

        Available until:

        01/27/2024

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      Closed Captioned.

    • New SEC security-based swap dealer rules;
    • Lessons learned from CFTC swap dealer implementation;
    • New CFTC capital rules; and
    • CFTC margin rule developments

      • Product Details

      Moderators

      Peter Yurievich Malyshev

      Panelists

      Alexandra Guest, Jamila Aziza Piracci, Joshua B Sterling, Michael Otten, Ryne Miller

      Sponsors

      Business Law Section

      Co-sponsors

      Derivatives and Futures Law

      Product Code

      CL2101DAFW7OLC

      Duration

      60

      Publication Date

      1/28/2021 12:00:00 AM

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