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    General Solicitation, Directed Selling Efforts, Gun-jumping: What is the Difference? Why Does it Matter in Securities Offerings? [CC

    General Solicitation, Directed Selling Efforts, Gun-jumping: What is the Difference? Why Does it Matter in Securities Offerings? [CC
    CLE 60 min

    General Solicitation, Directed Selling Efforts, Gun-jumping: What is the Difference? Why Does it Matter in Securities Offerings? [CC

    The panel will examine publicity concerns in connection with securities offerings, including public offerings registered with the SEC, private offerings pursuant to Rule 144A, Regulation D and other exemptions, and offshore offerings under Regulation S. The panel will focus on private offerings where general solicitation is now permitted and on the proposed Rule 906, which could change offering practices dramatically if it promulgated.

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      12/31/2024

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      12/31/2024

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      12/31/2024

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    • General

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      Approved

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      Available until:

      12/31/2024

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      Available until:

      12/31/2024

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      12/31/2023

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      Available until:

      12/31/2024

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      Available until:

      09/20/2025

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      1.20 credit hours

      Available until:

      12/31/2024

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      Available until:

      12/31/2024

    1.20 total credit hours including

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      Reciprocity

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      12/31/2024

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      12/31/2024

    1.00 total credit hours including

    • Areas of Professional Practice

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      12/31/2024

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      12/31/2024

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    • General

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      12/31/2024

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    • Law & Legal Procedure

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      Self apply

      1.00 credit hours

      Available until:

      09/20/2025

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    Product Details

    Co-sponsors

    Federal Regulation of Securities

    Product Code

    CL2009VSAM10OLC

    Duration

    60

    Publication Date

    9/21/2020 12:00:00 AM

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