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Protecting Seniors and Other Vulnerable Investors: Developments in the Law and Regulatory Initiatives [CC]
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Protecting Seniors and Other Vulnerable Investors: Developments in the Law and Regulatory Initiatives [CC]
Due to the rapid aging of the U.S. population in general and investors in particular, issues relating to diminished capacity and vulnerable investors are a main focus of regulators and securities firms.
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Closed Captioned. The panel will analyze recent developments in the law and state regulations governing the handling of accounts held by seniors and vulnerable investors as well as the challenges faced by securities firms in minimizing the exploitation of senior investors and clients with diminished capacity. The panel will also discuss the latest regulatory initiatives to provide protection to senior clients in the security industry and latest trends in report and hold laws in state legislatures.
Product Details
Moderators
Panelists
Melissa Acayan, Richard Szuch
Sponsors
Section of Litigation
Product Code
LT2003SENOLC
Duration
60
Publication Date
3/10/2020 12:00:00 AM
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