Risk Management in Enforcement Actions: Managing Risk or Micromanaging It (On-Demand CLE)

    Risk Management in Enforcement Actions: Managing Risk or Micromanaging It (On-Demand CLE)
    CLE 90 min

    Risk Management in Enforcement Actions: Managing Risk or Micromanaging It (On-Demand CLE)

    A discussion of trends in risk management obligations in consent orders. Are they becoming more prevalent? Are they too granular and rigid? And how do they relate to enterprise-wide risk management efforts, state law and exchange requirements, and industry best practices?

     

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    Risk Management in Enforcement Actions: Managing Risk or Micromanaging It (On-Demand CLE)

    Product Details

    Panelists

    Edward P O'Keefe, Irena Gecas-McCarthy, Megan S Webster, Philip M Berkowitz

    Product Code

    CL20KNW04OLC

    Duration

    90

    Publication Date

    12/11/2019 12:00:00 AM

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