Description
ABA Section ofLitigation Annual Conference, April 16 -18, 2008: Internal Investigations and Civil Liabilities: How Cooperating with the Government Impacts Civil Liabiilty Outline of Recent SEC Enforcement ActionsOctober 15, 2007 Submitted by: I Linda Chatman Thomsen Director, Division ofEnforcement Prepared by: 2 Richard Kim Dennis Tsang Division ofEnforcement U.S. Securities and Exchange Commission Washington, D.C. I The Securities and Exchange Commission, as Ii matter ofpolicy, disclaims...

Advertisement