Volume 67 - Number 3
Articles
The SEC and the Financial Industry: Evidence from Enforcement Against Broker-Dealers
67(3): 679 - 728 (May 2012)
The Securities and Exchange Commission plays a central part in the U.S.regulatory framework for the supervision of the fi nancial industry. Howhas the SEC carried out this mission? Despite recurrent crises, systematicstudies of SEC performance data are surprisingly scarce. As the SECreforms itself to address the shortcomings revealed in 2007?2008,a systematic examination of the agency?s past record can help identifypriorities and evaluate the agency?s renewed efforts.
Reports
Changes in the Model Business Corporation Act - Amendment to Section 7.22 Relating to Irrevocable Proxies and Adoption of Section 7.29A Providing for Judicial Review of Corporate Elections, Shareholder Votes, and Other Corporate Governance Disputes
67(3): 729 - 730 (May 2012)
The Corporate Laws Committee of the ABA Section of Business Law from timeto time makes changes in the Model Business Corporation Act.By publication after second reading in the August 2011 issue of The BusinessLawyer , the Committee proposed an amendment to section 7.22 of the Model Actrelating to irrevocable proxies and proposed adoption of section 7.29A providingfor judicial review of corporate elections, shareholder votes, and other corporategovernance disputes.
Changes in the Model Business Corporation Act - Proposed Amendment to Section 14.34
67(3): 731 - 732 (May 2012)
The Corporate Laws Committee of the ABA Section of Business Law (the ?Committee?)develops, and from time to time proposes changes in, the Model BusinessCorporation Act (the ?Act? or ?Model Act?).
Survey
Annual Review of Federal Regulation of Securities
Complete Federal Regulation of Securities Survey Collection for May 2012
Survey
Introduction to the 2012 Annual Survey of Federal Regulation of Securities
67(3): 737 - 738 (May 2012)
Regulatory Developments 2011
67(3): 739 - 794 (May 2012)
Accounting Developments 2011
67(3): 795 - 802 (May 2012)
Caselaw Developments 2011
67(3): 803 - 938 (May 2012)
